- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Raymond James Financial, Inc. (Memphis, TN)
- …as liaison between retirement plans department and financial advisors, Raymond James Legal and Compliance departments and associates to resolve escalated problems as ... financial planning and investment concepts, practices and procedures used in the securities industry + Investment concepts, practices and procedures used in the … more
- Citigroup (New York, NY)
- …+ Coordinate with Sales, Syndication, and other organizations across Markets and Securities Services and the broader business + Deliver on budgeted revenues and ... Work in close partnership with control functions such as Legal , Compliance, Market and Credit Risk, Audit, Finance in...and the Plan of Supervision for Global Markets and Securities Services + Adhere to all policies and procedures… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Aston Carter (Towson, MD)
- Job Title: Business Analyst Job Description Join the Securities Administration Services group, where you will be responsible for processing complex transactions and ... series across individual portfolios. + Maintain a working knowledge of Collateral, Securities , Default, or Trust Administration. + Train junior staff and review… more
- Robert Half Finance & Accounting (Manchester, VT)
- …transfers, etc.) + Process quarterly estimated tax payments, annual RMDs and gifting securities + Prepare materials for client review meetings + Prepare tax packets ... etc.) + Deposit client funds and maintain checks and securities receipt log + Provide back up support in...solutions for finance and accounting, technology, marketing and creative, legal , and administrative and customer support roles. Robert Half… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Wells Fargo (Chicago, IL)
- …underwriter and closing staff. * Works with Lender Counsel to manage and resolve legal issues. * Working with a senior team member in structuring loans and preparing ... Sponsored Enterprise (GSE), life company and Commercial Mortgage Backed Securities (CMBS) lending programs and credit policies + Experience...subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- JPMorgan Chase (New York, NY)
- …and Investment Banking team within the Commercial and Investment Banking & Securities Regulatory Engagement, you will collaborate with senior leaders across the ... regulators. Coverage areas include, but are not limited to: Markets, Payments, Securities Services, and Global Banking. Working directly with regulators and internal… more
- Citizens (Johnston, RI)
- …programs + Extensive background in brokerage, insurance, investment adviser, and general securities matters required + Must have experience dealing one on one with ... regulators such as FINRA, SEC, State Securities and State Insurance Divisions and Banking Regulatory Agencies...of the background check are individually reviewed based upon legal requirements imposed by our regulators and with consideration… more