- Citigroup (New York, NY)
- …and finance solutions to Corporate clients. + Engage clients in selling derivatives, securities , FX, and commodities. + Drive team strategy across product lines. + ... finance solutions, coordinating with partners. + Collaborate with control functions ( Legal , Compliance, Risk, Audit, Finance) for governance and infrastructure. +… more
- Thrivent Financial (Minneapolis, MN)
- …a thorough understanding of alternative investments, digital assets, and other securities that fall under the complex products umbrella. The Complex Investment ... structured products, real assets, exchange funds and crypto currency securities . + Provides comprehensive sales support to Financial Associates...influence they will have on those roles . + Legal and Compliance to modify TIMI policies as needed… more
- Wells Fargo (New York, NY)
- …seeking a **Markets Innovation/Equities Senior Product Manager, Executive Director** (Senior Lead Securities Product Manager) in CIB to join our Product team for ... levels of the Markets division **Required Qualifications:** + 7+ years of Securities Product Management experience, or equivalent demonstrated through one or a… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Aegon Asset Management (Cedar Rapids, IA)
- …more information, visit transamerica.com . Job Description Summary Assist in mitigating legal exposure/risk to the WFG & TFA organizations by enforcing company ... education and experience + A basic knowledge of the securities laws, regulations, and rules + Written and verbal...or Series 6 & 26, as applicable + Regulatory, securities , or advertising compliance experience Working Conditions +… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Equitable (Philadelphia, PA)
- …manage the operation of A&C function in various business environments. **Insurance Legal and Regulatory Environment:** Knowledge of federal, state and local laws and ... ability to apply knowledge of risk management appropriately to diverse situations. ** Securities Laws and Regulations (SLR) Compliance:** Knowledge of securities … more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- JPMorgan Chase (New York, NY)
- …an understanding of P&L drivers for the firm and for the Securities Services business. + Excellent interpersonal, communication, influencing, and negotiation skills ... areas and/or functions to deliver results. + Experience of legal and commercial negotiations, a plus. + Experience in...and commercial negotiations, a plus. + Experience in the Securities Services business, a plus. JPMorganChase, one of the… more
- Citigroup (New York, NY)
- …CTI has responsibility for short-term funding, global USD cash pooling, legal entities' money position and funding, Citi Treasury's global government, ... government-backed/agency and government-backed mortgage securities portfolios and primary responsibility for interest rate risk positioning. Responsibilities: +… more