- Thrivent Financial (Minneapolis, MN)
- …etc. + Familiarity with more advanced practice management topics: revenue sharing teams, legal entity team structures , advanced staff roles is strongly preferred . ... or ob tained within 90 days . + State securities registered and insurance licensed and appointed in all...are assigned to this position, this position will require securities registrations, state insurance licenses and appointments in all… more
- Truist (Atlanta, GA)
- …compliance with Bank policies for credit, underwriting, operational, regulatory, tax, legal procedures and policies. 3. Implement and execute on strategies in ... 25%). 10. FINRA Series 79 (Investment Banking Representative), Series 63 (Uniform Securities Agent State License), Series 24 (General Securities Principal), (or… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- JPMorgan Chase (New York, NY)
- …you. **Job responsibilities** + Advise the Public Finance business on all relevant legal and regulatory matters, including relevant securities laws and the SEC's ... collaborate with banking, markets, regulatory and other lawyers across JPMorgan's legal department, as well as compliance, risk, conflicts and operations partners.… more
- Robert Half Legal (Detroit, MI)
- …divestitures, joint ventures, and financings. -Draft and negotiate sophisticated legal documents, such as stock purchase agreements, asset purchase agreements, ... transaction documents. -Conduct thorough due diligence investigations, identify and assess potential legal risks, and develop creative solutions to complex legal … more
- BMO Financial Group (New York, NY)
- Provides and manages the delivery of legal and regulatory advice on products, initiatives, strategies, policies and developments for and on behalf of BMO Financial ... Group. Provides legal advice based on knowledge of legal ...transactions. + Familiarity or prior experience with the federal securities laws. + Knowledge of business and regulatory environment… more
- Robert Half Legal (Hampton, NH)
- Description Robert Half Legal Permanent Placement is partnered with a dynamic and growing public company in southern NH, is seeking a strategic Corporate Counsel to ... join its Legal Department. This...experience, preferably with public companies. + Strong background in securities law, corporate governance, and M& A. + Experience… more
- JPMorgan Chase (New York, NY)
- …you. **Job responsibilities** + Advise the Public Finance business on all relevant legal and regulatory matters, including relevant securities laws and the SEC's ... Attorney - Vice President, Assistant General Counsel within JPMorgan's legal department, you will be part of a successful,...could be the perfect fit for our team. The Legal Department at JPMorgan Chase & Co. manages … more
- AIG (New York, NY)
- …assets, manage risks and provide financial security. Make your mark in Global Legal , Compliance and Regulatory Our Global Legal , Compliance and Regulatory (GLCR) ... international lines. The team has a multi-dimensional impact, from helping avoid legal exposure to collaborating with other functions to develop cutting-edge new… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …other duties and responsibilities as assigned. **Knowledge of:** * Laws, legal codes, precedents, and government regulations. * Fundamental business practices and ... and entity management, including consents and resolutions, formation and dissolution of legal entities, and applicable state filings, as well as administration of an… more