- TD Bank (New York, NY)
- …an experienced Conflicts Officer to join our Compliance Control Room at TD Securities . This role is critical in reviewing, managing and mitigating conflicts of ... resolve potential and actual conflicts of interest across TDS Securities with a primary focus on Corporate and Investment...reengineering. + Serve as an advisor to the business, legal and compliance stakeholders on complex conflict scenarios. +… more
- TD Bank (New York, NY)
- …Description:** The Global Markets Documentation Team is an integral part of TD Securities . The group provides best-of-class service to business partners in TD Bank ... position will be responsible for providing best-of-class service to clients of TD Securities and internal business partners by preparing and negotiating legal … more
- TD Bank (New York, NY)
- …will support the continued integration of a complex global equity platform into TD Securities (USA) LLC and into the overall Compliance Framework. Focus will be on ... **Position Requirements** + 7+ years of Compliance experience, including Securities Advisory experience. Knowledge of trading algorithms, alternative trading systems… more
- State of Indiana (Indianapolis, IN)
- Investigator - Securities & Financial Crimes Date Posted: Nov 26, 2025 Requisition ID: 467512 Location: Indianapolis, IN, US, 46204 Work for Indiana Begin a ... State. Present duties include chartering of new business, regulation of the securities industry, oversight of state elections, commissioning of notaries public, and… more
- Tradeweb (New York, NY)
- …an exciting new role for a Technical Accountant - Equity and Debt Securities , to oversee the accounting and reporting for the company's portfolio of strategic ... of quarterly 10Q/K disclosures. The Technical Accountant - Equity and Debt Securities will oversee both the technical and operational aspects of investment… more
- Robert Half Legal (San Ramon, CA)
- Description Well-known corporation seeking an experienced Corporate/ Securities Paralegal to support their in-house legal team. This role offers the opportunity ... to work on high-visibility corporate governance and securities matters within a reputable, established organization. The Paralegal is required to go on-site in San… more
- TD Bank (New York, NY)
- …relevant control functions regarding (i) public and private offerings of equity and debt securities . + Assist in the development and build out of a global Investment ... law firm will be considered. + Experience in providing legal , regulatory or compliance advice to Markets sales and...Banking and Capital Markets + Strong knowledge of applicable securities laws, rules and regulations with the ability to… more
- Xerox (Topeka, KS)
- Senior Corporate Counsel - Governance and Securities **General Information** Press space or enter keys to toggle section visibility Country United States Department ... candidate will be responsible for the full range of legal advice and services. They may specialize in one...supporting the Corporate Secretary function, including with respect to securities law filings, corporate governance and Board and Committee… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $250,000 USD TD is committed to providing fair ... issues + Liaison with other Divisions, such as Compliance, Legal , Risk and Internal Audit as well as support...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** TD Securities is looking for an HR Generalist at the Associate level to support our ... and supporting implementation activities + Maintains awareness of changing legal /regulatory requirements and practices within the industry and consults with… more