- MUFG (New York, NY)
- …models, financial statements, customer financial information, project contracts, and legal analyses + Review information about project assets, development plans, ... compliance and execution, including KYC, profitability analysis, committee approvals, legal due diligence, and closing checklists **Requirements:** + A Bachelor's… more
- Citigroup (Houston, TX)
- …and timely processing of invoicing/payments of all transactions and according to their legal agreements + Ensure ISO invoices are reconciled, processed, and paid on ... **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full time **Primary Location:**… more
- Citizens (Johnston, RI)
- …Products. + Completed high school degree or GED equivalent. Preferred Requirements: + Securities Licenses such as SIE, Series 7 or Series 63. + Demonstrated ... checks. Results of the background check are individually reviewed based upon legal requirements imposed by our regulators and with consideration of the nature… more
- CalSTRS (Sacramento, CA)
- …to work as an Associate Governmental Program Analyst on the Executive Review, Legal & Legislation Team. The Disability and Survivor Benefits (DaSB) Division is ... of certain investment information and use of a designated trading platform for securities transactions, as well as filing a Statement of Economic Interest (Form 700)… more
- Citizens (Johnston, RI)
- …Products. + Completed high school degree or GED equivalent. Preferred Requirements: + Securities Licenses such as SIE, Series 7 or Series 63 highly preferred. + ... checks. Results of the background check are individually reviewed based upon legal requirements imposed by our regulators and with consideration of the nature… more
- Edward Jones (Loveland, CO)
- …About Job Overview **Skills/Requirements** **Skills:** + Ability to learn and apply legal and regulatory requirements related to selling financial solutions + Work ... required; Bachelor's degree preferred + 3-5 years of relevant experience in securities /financial services industry preferred + Series 7 and Series 66 required; if… more
- Wells Fargo (Charlotte, NC)
- …management operations, market knowledge, knowledge of commercial or multi-family mortgage and legal documents, and credit risk analysis + Experience with Fannie Mae ... check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states… more
- State of Colorado (Denver, CO)
- …DO The Financial Fraud Unit exists to investigate and prosecute allegations of securities fraud and insurance fraud throughout the State of Colorado. This position ... of Law, we are: 1) principled, maintaining the highest ethical standards, rigorous legal analysis, and careful evaluation of facts; 2) public servants, who are… more
- Ally (Raleigh, NC)
- …including balance sheet management, investor relations, capital team, accounting and legal , to ensure seamless execution of financing transactions * Lead internal ... analytics of Ally's asset-backed securitization (ABS), corporate debt and equity securities , peer performance, and market conditions * Support Ally's rating agency… more
- Robert Half Finance & Accounting (San Francisco, CA)
- …RIA or wealth management firm. + Experience with Schwab is a major plus. + Securities licensing is helpful; licenses can be held by the firm. + Strong organization ... placement solutions for finance and accounting, technology, marketing and creative, legal , and administrative and customer support roles. Robert Half works to… more