- Raymond James Financial, Inc. (St. Petersburg, FL)
- …comprehensive recommendations for the financial advisor, the client and the client's legal and tax professionals (eg attorney or CPA). + Leverages planning software ... products. + Advanced principles of banking, trust and finance and securities broker/dealer operations. + Wealth Planning offerings and partnerships, including… more
- TD Bank (New York, NY)
- …teams across disciplines such as operations, technology, design, marketing, legal , compliance, risk, and relevant departments + Provides subject matter ... FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered position under FINRA. + Must be… more
- JPMorgan Chase (New York, NY)
- …offer customized client solutions. + Collaborate with functional partners across Legal , Compliance, Finance, Technology, and Operations to design products that are ... management domain. + Understanding of international markets from a payments, FX, securities , custody and treasury perspective. + Experience working in a fast-paced,… more
- Wells Fargo (Irving, TX)
- …Develop and maintain strong partnerships with HR Business Partners, Recruiters, Finance, Legal , and Total Rewards Communities of Excellence to ensure alignment and ... check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states… more
- Motion Recruitment Partners (New Castle, DE)
- …applicable to money laundering, terrorist financing, and other applicable financial/ securities related crimes (eg, insider trading, market manipulation), including ... 401(k) including match with pre and post-tax options + Paid Sick Time Leave + Legal and Identity Protection Plans + Pre-tax Commuter Benefit + 529 College Saver Plan… more
- NatWest Markets (Stamford, CT)
- …with our business partners in Operations, Credit, Counterparty Exposure Management, Legal , Risk, Finance, NatWest Bank Relationship Managers and other product areas. ... leave and tuition reimbursement. **It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries to provide equal employment… more
- Citizens (Shelton, CT)
- …C&I, and relationship-based facilities + Specialty Lending: tailored UHNW financing, securities -backed lending + Understand data flows across PB, Wealth, and ... checks. Results of the background check are individually reviewed based upon legal requirements imposed by our regulators and with consideration of the nature… more
- Siemens (Wendell, NC)
- …commercial/financial related matters, including but not limited to handling Accounting, Legal , Tax, New Collaboration Model (NCM) and Export Compliance and Control ... local GAAP requirements, and manage financial guarantees, bonds, andproject securities . + Support the PM in minimizingnon-conformance costs, establishing reporting… more
- CoStar Realty Information, Inc. (Atlanta, GA)
- …selling CRE, digital advertising, marketing solutions, AdTech, PropTech, FinTech, financial securities , business intelligence or data & analytics. . Demonstration of ... healthcare coverage: Medical / Vision / Dental / Prescription Drug . Life, legal , and supplementary insurance . Virtual and in person mental health counseling… more
- CGI Technologies and Solutions, Inc. (Cary, NC)
- …capability across scenarios. * Have working project domain experience in Fixed Income, Mortgage, Securities or Loans is nice to have. * Strong tech skills to handle ... investigation, proceeding, hearing, or action, including an investigation conducted by the employer, or (c) consistent with CGI's legal duty to furnish information. more