- CGI Technologies and Solutions, Inc. (Cary, NC)
- …capability across scenarios. * Have working project domain experience in Fixed Income, Mortgage, Securities or Loans is nice to have. * Strong tech skills to handle ... investigation, proceeding, hearing, or action, including an investigation conducted by the employer, or (c) consistent with CGI's legal duty to furnish information. more
- City of Detroit (Detroit, MI)
- …sessions, provide guidance, and advise a number of program managers on legal and regulatory requirements, financial policies, the interpretation of data, potential ... to acquiring, organizing, directing, underwriting, and managing portfolios of public and private securities or investments? + No experience + Less than 1 year + 2… more
- US Bank (Minneapolis, MN)
- …services to authorized undertaking for collective investment in transferable securities (UCITS) and Alternative investment funds in Ireland and Luxembourg. ... and Conduct of Business, Operational Risk, Regulatory Reporting, Compliance, Legal , Human Resources, Treasury, Payments (Merchant Acquiring, Corporate Payment… more
- PennyMac (Westlake Village, CA)
- …and fee expenses + Successfully coordinate across all areas of PennyMac (ie Legal , Servicing, Investor Accounting, etc.) + Perform other related duties as required ... and accounting concepts with prior experience in mortgage loan or mortgage backed securities desirable Why You Should Join As one of the top mortgage lenders… more
- Citizens (Newtown Square, PA)
- …units and balances through mortgages, home equity lines, and securities -based lending. + Client satisfaction survey results. Qualifications, Education, ... checks. Results of the background check are individually reviewed based upon legal requirements imposed by our regulators and with consideration of the nature… more
- Edward Jones (St. Louis, MO)
- …objectives. + Collaborate with internal stakeholders (Trust Co., Compliance, Legal , Operations, Senior Portfolio Strategists) to ensure alignment and evolution ... + 8+ years Private Banking experience for HNW investors including securities -based lending, residential mortgage, commercial real estate, equipment financing (jets,… more
- JPMorgan Chase (New York, NY)
- …including Internal Audit, Operational Risk, and other Control functions, as well as Legal and Business Management. In this role, you will leverage your knowledge and ... IPOs, follow-on/secondaries, block trades, buybacks, private placements, and convertible securities offerings and corporate derivative structures. + Act as… more
- Citigroup (New York, NY)
- …trades and deals. + Work in close partnership with control functions such as Legal , Compliance, Market and Credit Risk, Audit, and Finance in order to ensure ... Code of Conduct and the Plan of Supervision for Global Markets and Securities Services. + Appropriately assess risk when business decisions are made, demonstrating… more
- Robert Half Management Resources (Dallas, TX)
- …operational controls, including reserve computations, net capital calculations, and securities processing. * Evaluate risks across business operations, ensuring ... placement solutions for finance and accounting, technology, marketing and creative, legal , and administrative and customer support roles. Robert Half works to… more
- MUFG (New York, NY)
- …, **delegation of authority forms** , and cross-entity assignments and liaise with legal and compliance team + Produce predefined desk **KPI reports** periodically + ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more