- US Bank (Nashville, TN)
- …trust and estate documents and tax returns - Specialized asset protection and legal knowledge preferred - Ability to articulate complex planning concepts to clients ... advanced degree or designation strongly preferred - Related insurance and securities licenses **Location:** The role offers a hybrid/flexible schedule, which means… more
- NatWest Markets (Stamford, CT)
- …of securitisation transactions, working with clients, client facing teams, Trading, Finance, Legal , and other functions + The team operates a global model and ... leave and tuition reimbursement. **It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries to provide equal employment… more
- Charles Schwab (Lone Tree, CO)
- …monitored as it relates to the continued analysis of new products and securities . This role also includes the responsibility to stay abreast of regulatory changes ... necessary + Maintain internal control documentation and assist with the documentation of tax legal positions (ASC 740) + Be a leader in the financial statement audit… more
- Citigroup (Tampa, FL)
- …stakeholders to remediate that risk. Support business stakeholders' compliance with legal and regulatory requirements such as the General Data Protection Regulation ... industry. 10 years of experience must include: Assessment of information securities systems, identification of gaps, and implementation and documentation of remedies… more
- CGI Technologies and Solutions, Inc. (Reston, VA)
- …this role:** * Strong understanding of Capital Markets products, especially mortgage-backed securities and trading systems * Proficiency in Python for scripting and ... investigation, proceeding, hearing, or action, including an investigation conducted by the employer, or (c) consistent with CGI's legal duty to furnish information. more
- CoStar Realty Information, Inc. (Irvine, CA)
- …management experience in a business-to-business (B2B) environment selling CRE, financial securities , fintech/proptech, business intelligence or data & analytics is a ... healthcare coverage: Medical / Vision / Dental / Prescription Drug + Life, legal , and supplementary insurance + Virtual and in person mental health counseling… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …obtained through education, experience, specialized training and/or certification in the securities or banking industry to administer and manage an assigned AML ... and SARs, including associated risks and controls. + Governance, compliance, legal , internal and external auditing environments, practices and procedures for… more
- KeyBank (Brooklyn, OH)
- …transitions positive + Use internal and external resources to address team's legal and compliance inquiries related to state and federal statutes, regulations, and ... as part of sales and client servicing team + Working knowledge of investments/ securities **Preferred:** + Progress towards completion of Cannon Trust Schools I, II… more
- MUFG (New York, NY)
- …testing and scenario analysis + Collaborate with front-office, credit risk management, legal and regulatory teams to ensure compliance with industry standards and ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Raymond James Financial, Inc. (Southfield, MI)
- …(SA's) and may act as a liaison between department associates and the Legal and Compliance departments. + Independently processes and answers questions on moderately ... and principles. + Investment concepts, practices and procedures used in the securities industry and as required by New Accounts. **Skills:** + Detail orientation… more