- TD Bank (New York, NY)
- …role. **Job Description:** Position Title: Senior Finance Analyst Business Unit: TD Securities Division/Region: TD Securities USA (New York) Report Location: NYC ... US Finance is part of the broader TD Securities Finance group and serves as one of three...Key Responsibilities + Assist in month-end close for multiple legal entities and the US Wholesale consolidation process in… more
- State of Montana (Helena, MT)
- *_Transactional and Insurance Attorney_* Join the Montana Commissioner of Securities and Insurance (CSI) as an attorney focusing on transactional and insurance law ... . *Relocation expenses*: Negotiable . *Application Requirements:*Cover letter, resume, and a legal writing sample (≤ 3,000 words) *CSI Overview* CSI is a criminal… more
- ADM (Chicago, IL)
- …Associate General Counsel - M&A - Chicago, IL **Department/Function:** Legal , Compliance, Regulatory Affairs, Corporate Security **Job Description:** **Associate ... Governance, Archer Daniels Midland Co. (ADM)** Reports to: Vice President, Corporate, Securities and M&A, ADM Location: Chicago, IL (in-person four days a week)… more
- The Hershey Company (Hershey, PA)
- …join our Legal Department with a primary focus on corporate securities compliance, corporate governance, and public company reporting obligations. The SEC and ... *Location*: Hershey, PA * Department*: Legal * Summary of Role*: We are seeking...legal research and monitor regulatory developments related to securities law and corporate governance; * Support due diligence… more
- Robert Half Legal (Buffalo, NY)
- …outside general counsel for investment firms and high-tech companies, providing strategic legal advice. * Ensure compliance with securities laws and regulations ... Description Robert Half Legal Permanent Palacement is seeing a skilled transactional...handling private venture investments, mergers and acquisitions (M& A), securities law, and general corporate matters. This is an… more
- TD Bank (Mount Laurel, NJ)
- …clients of TD Bank, NA encompassing banking, custom credit, asset management, securities , investment advisory and insurance) through multiple legal entities (TD ... who are part of the client-facing Distribution teams are both securities -registered and insurance-licensed. Additionally, the Trust Advisors support both personal… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $135,000 - $170,000 USD TD is committed to providing fair ... VP, US Finance, US wholesale corporate accounting **Business Unit:** TD Securities **Division/Region:** TD Securities USA (New York) **Report Location:**… more
- Raymond James Financial, Inc. (Denver, CO)
- …and Abilities** **Advanced Knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance. + Rules and regulations of: ... Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA);...degree preferred. Minimum of ten (10) years of Compliance, Legal , Banking and/or regulatory experience in the financial services… more
- TD Bank (New York, NY)
- …Description:** **Position Title:** Vice President - Finance **Business Unit:** TD Securities **Division/Region:** TD Securities USA (New York) **Report ... **Hours:** M - F 8:30 - 5:00 Overview TD Securities US Finance is a part of the wider...financial results. Drive monthly team variance discussions to facilitate legal entity oversight & regulatory reporting flux analysis process.… more
- JPMorgan Chase (New York, NY)
- **CIB - Securities Services Product Manager - Fusion Analytics Specialist - New York - Executive Director** Join the Fusion by JP Morgan team! Help clients solve the ... role, you will: * Partner closely with the Fusion Sales and Securities Services Sales teams to cultivate and deepen relationships at leading institutional… more