- JPMorgan Chase (Cambridge, MA)
- …+ Partners with Specialists (Private Client Advisors, Financial Planners, Home Lending Advisors and Business Relationship Managers) to connect clients to experts ... 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state...starting the role + Compliance with Dodd Frank/Truth in Lending Act* + High school degree, GED or foreign… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Wells Fargo (Charlotte, NC)
- …this role, you will:** + Working from first line of defense to provide product support for the Securities Based Lending business. + Participate in consulting ... this role:** Wells Fargo is seeking a Credit Portfolio Consultant as part of Securities Based Lending Credit Management part of Wealth and Investment Management.… more
- US Bank (New York, NY)
- …exchange, subscription finance, private placements, and repo and securities lending . **PRIMARY RESPONSIBILITIES:** + Provide legal support to the Global ... we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our… more
- JPMorgan Chase (Mooresville, IN)
- …+ Beginning Oct. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or ... starting the role + Compliance with Dodd Frank/Truth in Lending Act* + High school degree, GED, or foreign...the completed information you provide during the Chase on-line application process may be transferred, on your behalf, to… more
- Arbor Bank (Elkhorn, NE)
- …deposits, credit cards, residential mortgage products, home equity lines of credit, securities -based loans, high net worth tailored lending products & commercial ... & as a team in making financial recommendations on banking and lending products. + Gather client information to facilitate a streamlined account opening… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- S&P Global (Englewood, CO)
- …timeliness of our rankings. + Maintain the accuracy of internal systems that support the rankings process, adhere to internal quality measures, and provide guidance ... and support to analysts as directed. **Compensation/Benefits Information:** (This section...in loan servicing, operations, audit, finance, research, accounting, mortgage lending , or commercial or consumer credit. + Ability to… more
- Wells Fargo (Charlotte, NC)
- …equity investors + Assist in the underwriting and execution of asset backed lending facilities including both broadly syndicated CLO warehouses and middle market ... lending facilities + Further responsibilities include facilitating term sheets...FINRA recognized equivalents will be accepted. + Registration for Securities Industry Essentials (SIE) exam must be completed within… more
- Guardian Life (New York, NY)
- Park Avenue Securities was founded in 1999 as a complement to Guardian's traditional portfolio of individual life and annuity insurance products. Park Avenue ... Securities is Guardian's broker-dealer and corporate Registered Investment Advisor...such as private markets, structured investments, alternative investments, philanthropy, lending , and investment management. + Partner with advisors on… more