- Raymond James Financial, Inc. (St. Petersburg, FL)
- …as assigned **Knowledge, Skills, and Abilities** **Knowledge of** + Mortgage lending products, processes, and regulatory requirements (eg RESPA, TILA, TRID, HMDA) ... + Organizational policies, procedures, and systems related to mortgage operations + Competitor offerings and market trends in mortgage...minimum of ten (10) years of experience in mortgage lending with a minimum of five (5) years of… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …in order to maintain favorable tax status in Global Markets. + Partner with Securities Lending Agent and/or Investment Advisor on global activity, such as shares ... Research causes for overdrafts and prepare claims to Investment Manager and/or Securities Lending agent as needed SUPERVISORY RESPONSIBILITIES: None. MINIMUM… more
- TD Bank (Mount Laurel, NJ)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
- Truist (Atlanta, GA)
- …as a pipeline to our Truist full-time programs. **Corporate Overview** : Truist Securities is the full-service Corporate and Investment Banking (CIB) arm of Truist ... TFC), one of the nation's largest banking organizations. Truist Securities , together with Commercial Real Estate (http://www.suntrustcre.com/) and Treasury… more
- Wells Fargo (Charlotte, NC)
- …**About this role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist for our Shared Services Configuration team as part of Corporate ... Investment Banking (CIB) Operations division. This role provides production support and helps...we provide corporate and transactional banking; commercial real estate lending and servicing; investment banking; equity; foreign exchange, rates… more
- Janus Henderson Investors (New York, NY)
- …would love to hear from you! Your opportunity The Head of Whole Loan Operations and Transaction Management will oversee and manage the entire lifecycle of loan ... oversee due diligence activities, servicing transfers, loan document transfers, and operations between internal teams, vendors, servicers, and custodians. + Ensure… more
- Robert Half Finance & Accounting (Chicago, IL)
- …Update and maintain reference data within the security master application for all securities /contracts applicable to the middle market direct lending strategy - ... Responsibilities: * Maintain the Reconciliation and Control functions within the Operations group * Work with offshore reconciliations team and internal/external… more
- MUFG (Irving, TX)
- …more details. Reporting into the Director - Head of Financial Institutions EDD Operations in the Center of Excellence ("CoE") within the Global Financial Crimes ... eQAR is warranted based on investigative findings. Drafting or lending support to an internal key partner completing an...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- T. Rowe Price (Baltimore, MD)
- …for all products including equity, fixed income, derivatives, Collateral and margin processing, securities lending and cash services, securities and account ... our private equity receipts/distribution management service, including cash management and securities lending , + Reference Data Services- Providing support for… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …is beneficial but not required + Principles of banking and finance and securities industry operations . + Financial markets and products. **Advanced skill in:** ... program(s) to ensure regulatory requirements are addressed, including: + Insider Lending Program + Transactions with Affiliates Program + Manages the Compliance… more
Recent Jobs
-
Associate Research Scientist (PREP0003538) - #Faculty
- Johns Hopkins University (Gaithersburg, MD)
-
LPN - Licensed Practical Nurse - 34th & Kiwanis Family Medicine Clinic - FT Days
- Sanford Health (Sioux Falls, SD)
-
Park Police 2-Lateral
- Metro Nashville Government (Nashville, TN)
-
Sr. Director Compliance, Investigations & Monitoring
- Edwards Lifesciences (Irvine, CA)