- MUFG (Chicago, IL)
- …risks. + Act as a key member of the deal team by preparing lending proposals and pitching to prospective clients. Promote cross-selling initiatives across the Bank's ... all over the world. + Assist the teams' business operations , client facing activities, and internal or client inquiries,...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Citigroup (Atlanta, GA)
- …to generate revenue Responsible for evaluating public filings, research reports, operations , business plans, and financial forecasts to produce strategic and ... business and its related products, pertinent regulations affecting it and the lending and credit approval process Advanced credit skillset including complex capital… more
- Citigroup (Jersey City, NJ)
- …including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities ... are safeguarding assets, lending money, making payments and accessing the capital markets...for external clients and internal users such as traders, operations and sales. A major ongoing initiative is to… more
- Wells Fargo (Charlotte, NC)
- …Make decisions and resolve issues regarding resources and processes that impact the operations of the HFG Portfolio Management functional area and team to meet ... In depth knowledge and understanding of commercial real estate lending , underwriting, loan structuring and capital markets + Solid...subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- OneMain Financial (Irving, TX)
- …This position will drive key compliance and reporting strategies including US Securities and Exchange Commission (SEC) reporting rules and the associated reporting ... the organization including Corporate Accounting, Technical Accounting/Policy, Loan Accounting, Operations , Insurance Accounting, SOX, Legal, Strategy, Treasury, Capital Markets.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …compliance. + Strong understanding of the principles of banking and finance and securities industry operations . + Advanced knowledge of financial markets and ... processes and procedures (eg Sales Practices, Reg W, Reg U, Fair Lending , Reg B, mortgage regulations, etc.). + Leads through compliance updates/changes including… more
- JPMorgan Chase (New York, NY)
- …integrated with the firm's prime brokerage services, which include leveraged financing and securities lending . In this client-facing role, you will have the ... Positioned on the equities electronic trading desk, you will oversee the daily operations of our Direct Market Access (DMA) business. This involves engaging with… more
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