- JPMorgan Chase (Brooklyn, NY)
- JP Morgan Alternative Fund Services ("AFS") is part of the Securities Services business group in the Corporate & Investment Bank and is one of the largest fund and ... risk and control groups, audit, compliance, implementation, investor relations and operations + Ensure adherence to control framework including prescribed policies… more
- JPMorgan Chase (Brooklyn, NY)
- JP Morgan Alternative Fund Services ("AFS") is part of the Securities Services business group in the Corporate & Investment Bank and is one of the largest fund and ... risk and control groups, audit, compliance, implementation, investor relations, and operations . + Ensure adherence to control framework including prescribed policies… more
- TD Bank (New York, NY)
- …and demonstrates expertise in surveillance, change management, project management and operations . + People leadership and management experience focused on talent ... + Minimum 7+ Years of related experience (in Compliance) **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
- Citigroup (Getzville, NY)
- …degree or equivalent experience + Master's degree preferred **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives ... Processing **Time Type:** Full time **Primary Location:** Getzville New York United States **Primary Location Full Time Salary Range:** $115,840.00 - $173,760.00 In addition to salary, Citi's offerings may also include, for eligible employees, discretionary… more
- Phillips 66 (Houston, TX)
- …- Together we can fuel the future** The **Senior Specialist, Governance and Securities ** will be responsible for corporate governance support for the parent company ... practices and emerging compliance risks. + Coordinating board and committee operations , including charters, calendars, and evaluations. + Developing and implementing… more
- AIG (New York, NY)
- Securities Paralegal The primary role will be to assist...an exciting time to join us - across our operations , we are thinking in new and innovative ways to ... deliver ever-better solutions to our customers. At AIG, you can go further to support individuals, businesses, and communities, helping them to manage risk, respond to times of uncertainty and discover new potential. We invest in our largest asset, our people,… more
- TD Bank (New York, NY)
- …or regulator. + JD desirable but not required. + Knowledge of operations , finance, regulatory reporting, sales and trading, and applicable rules and regulations, ... & duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
- Banco Popular Puerto Rico (San Juan, PR)
- …Juan, PR Company: Popular Workplace Type: On-site Financial Consultant | Popular Securities Job Type Full Time Exempt General Description The Financial Consultant is ... regulators as applicable. * Collaborate with internal partners such as Operations , Compliance, and PS Advisory Group. Education Bachelor's or Master's degree… more
- TD Bank (New York, NY)
- …front office teams as well as the support functions including Technology and Operations * Build relationships with Compliance Advisory team by working closely with ... & duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
- NCR VOYIX (Atlanta, GA)
- …the world to your local favorite around the corner. The Senior Counsel, Securities and Corporate Governance provides legal support for SEC and NYSE compliance and ... Restaurant, Digital banking, and Payments. Our solutions optimize banking operations , streamline restaurant services, enhance retail interactions, and foster trust… more