- JPMorgan Chase (Newark, DE)
- …to work independently and multi-task in a fast-paced environment. + Knowledge of securities industry and back office operations (eg, maturities, equities, fixed ... to interact daily interaction with Sales Traders, Clients, Service Providers and Operations Staff in order to maintain and improve client relationships and… more
- Regions Bank (Hoover, AL)
- …Processing and the Closely Held Group), Custody Services, Fees, Corporate Trust Operations and Natural Resources and Real Estate (NRRE) Operations . **Primary ... pending trades to allow for the timely settlement of securities trades by SEI + Administers bond payments and...is on the Wealth Management Middle Office Corporate Trust Operations team. This associate is responsible for managing the… more
- Huntington National Bank (Chicago, IL)
- Description Summary: The Huntington Securities , Inc. (HSI) Broker Dealer Operations Analyst 3 is responsible for supporting institutional broker dealer ... operations including collateral management, TBA trading support, Municipal New...environment, you will maintain detailed knowledge of broker dealer operations and organizational policies and procedures. Additionally, you may… more
- PNC (Pittsburgh, PA)
- …year Preferred Qualifications: 3-5 years of management experience Knowledge of brokerage operations Knowledge of securities settlement Knowledge of DTC ITP ... Accounting, Credit Risk Analysis, Decision Making, Financial Management, Financial Operations , Results-Oriented, Revenue Recognition **Competencies** Accuracy and Attention to… more
- Western Digital (Irvine, CA)
- …senior legal team members. This position will report to our VP of Securities and Corporate Governance, Legal Operations and Government Affairs. The successful ... candidate will be a highly trusted, organized individual who exercises a great deal of discretion, and has exceptional interpersonal and multi-tasking skills. The ideal candidate describes themselves as a strategic business partner and is driven, focused,… more
- Capital One (Chicago, IL)
- …team. As a member of the Audit team, the candidate will focus on operations of investment ( securities and transactions). Responsibilities: + Lead small audits, ... or own completion of significant components of larger audits. + Develop engagement planning documentation for assigned areas to communicate rationale for scoping decisions and develop audit programs to ensure adequate coverage of risks. + Design and execute… more
- Thrivent Financial (Perryville, MO)
- …regarding their customer accounts and insurance needs and supports the daily operations of the practice, including, but not limited to: answering the phones, ... management system + Provides fund values and answers other securities (including, if appropriately licensed, variable insurance and annuities) product-related… more
- JPMorgan Chase (Boston, MA)
- …you will play a pivotal role in enhancing our fund servicing operations . Leveraging your broad knowledge of fund accounting and administration, you will ... **Job responsibilities** + Oversee the maintenance of accurate accounting and securities records for each fund administered, ensuring adherence to all prescribed… more
- PNC (Pittsburgh, PA)
- …key stakeholders to drive PNC Capital Markets forward. PNCCM is registered as a securities broker and dealer, and we provide support to the business that offers ... and broker dealer licenses. PNCCM underwrites, deals, and trades in corporate securities , state and municipal obligations, and mortgage-backed securities . The… more
- Thrivent Financial (Minneapolis, MN)
- …by handling inquiries, addressing service/account needs and scheduling. You'll support operations and efficiently deliver experiences so good that clients cannot ... the commitment to become licensed within 6 months (SIE, Securities Exams (6/63, 6/63/65, or 7/66), Life/Health Insurance). Job...with a licensing bonus of $2000 upon completion of Securities exams (6/63, 6/63/65, or 7/66) and State Life/Health… more
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