- S&P Global (New York, NY)
- …Equity Analytics Products (EAP) team is composed of subject matter experts in Securities Lending, equities and fixed income, ETF's and index solutions, and custom ... superior client experience. Our team collaborates closely with our Product, Sales, Operations , and Business Development teams to ensure we exceed our customers'… more
- KeyBank (Brooklyn, OH)
- … securities /investment management) as well as trust/fiduciary related compliance, operations , and risk management strategies with respect to the execution of ... and risk programs to ensure consistency with current applicable banking and securities rules, regulations, and laws. + Develop and maintain strong, collaborative… more
- Thrivent Financial (Montgomeryville, PA)
- …navigate financial complexities and life transitions to achieve goals. + Operations : participate and contribute to providing exceptional client experience that meets ... Ability + Interpersonal Skills + Teamwork and Collaboration + Adaptability/Flexibility Requirements + Securities (Series 7 and 66 or Series 7, 63 and 65) and… more
- Robert Half Finance & Accounting (Chicago, IL)
- …SEC, FINRA and CME, ensuring the brokerage firm adheres to all securities trading regulations. Primary Responsibilities will include: + Data Collection and Analysis: ... when necessary. + Regulatory Updates: Stay informed about changes in securities regulations and industry best practices, updating reporting procedures accordingly. +… more
- JPMorgan Chase (Columbus, OH)
- …goals. The team collaborates with Sales, Investments, Technology, Legal, and Operations to enhance processes and drive change. **Job Responsibilities** + Participate ... clients about JPMorgan products and valueadd resources + Work towards and obtain Securities Industry Essentials, Series 6 and Series 63 securities licenses… more
- MUFG (New York, NY)
- …Pensions, and others. Products and Asset classes include asset backed securities , agency mortgage securities , collateralized loan obligations, agency commercial ... + On-board clients in coordination with the firm's credit, legal, compliance, and operations teams + Mentor and train junior talent **Requirements** : + Bachelor's… more
- S&P Global (Boulder, CO)
- …+ Apply comprehensive credit knowledge to analyze complex bond securities , economic indicators, management structures, governance frameworks, and challenging ... finance, or related field + Experience with housing finance agency operations , affordable housing tax credits, or community development finance + Track… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Deloitte (New York, NY)
- Manager - Capital Markets Operations and Technology Our Enterprise Operations & Risk offering enables clients to achieve profitable growth and competitive ... advantage by optimizing "heart of the business" operations . We leverage deep domain expertise to extend enterprise...of a range of financial services and / or securities -related business models, products, and services particular to the… more