- US Bank (St. Paul, MN)
- …loan servicing experience **_Preferred Skills/Experience_** + 5+ years of broker dealer securities operations experience ideally in a clearing and/or settlements ... also a prominent dealer and remarketing agent of municipal securities as well as ABS, structured notes and CDs,...and functionality. + Good product knowledge of fixed income securities + Experience and knowledge of repo processing +… more
- JPMorgan Chase (Newark, DE)
- …improvements. This position is ideal for candidates with a solid background in securities operations who are ready to take on greater responsibility, mentor ... experience. + 3 years of experience in asset servicing or securities operations , with demonstrated expertise in corporate actions and/or income processing. +… more
- JPMorgan Chase (Jersey City, NJ)
- …process efficiency, and operational excellence. As an Asset Servicing Analyst in Securities Operations within Markets Asset Services, you play a vital ... qualifications, capabilities, and skills:** + Demonstrated experience in asset servicing, securities operations , or a related financial services role +… more
- Raymond James Financial, Inc. (Memphis, TN)
- …used in the securities industry. + Principles of finance and securities industry operations . + Financial markets and products. **Advanced Skill in:** ... Compliance team, you will serve as a subject matter expert on securities industry regulations and firm policies, ensuring adherence while enabling business growth.… more
- Unity Technologies (New York, NY)
- …on M&A or investment transactions, as applicable. + Manage the corporate securities and equity operations team. + Efficiently manage outside counsel ... Unity is looking for a Vice President, Corporate and Securities to join its Legal team. In this role,...advising on a broad range of general corporate and securities law issues in support of Unity's corporate governance,… more
- JPMorgan Chase (Jersey City, NJ)
- …innovation, strategic thinking, and continuous improvement. As a Control Manager in the Securities Services Operations Control Management team, you will play a ... leadership, and the opportunity to make a meaningful impact on our Securities Services business. You'll collaborate with talented professionals and benefit from… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in the securities industry. + Principles of banking and finance and securities industry operations . + Financial markets and products. **Advanced Skill in:** ... and Abilities** **Advanced Knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance reviews. + Rules and regulations of… more
- Raymond James Financial, Inc. (Denver, CO)
- …compliance issues involved with retail activity. + Principles of banking, finance, and securities industry operations + Rules and regulations of the ... and branch managers. + Monitors and keeps up to date with securities /advisory regulations and applies them accordingly. + Interprets, applies, and recommends changes… more
- Raymond James Financial, Inc. (Denver, CO)
- …in the securities industry. + Principles of banking and finance and securities industry operations . + Financial markets and products. **Advanced skill in:** ... and Abilities** **Advanced Knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance. + Rules and regulations of: … more
- JPMorgan Chase (Newark, DE)
- …capabilities and skills** + 1-3 years of experience in asset servicing or securities operations preferred. Final Job Grade and officer title will be ... for the processing of global income and Corporate Actions events across multiple securities types, including equities and fixed income products held by the firm and… more