- JPMorgan Chase (Tempe, AZ)
- …goals and comprised of the Chase Wealth Management business, JP Morgan Securities and JP Morgan Self-Directed Investing-our digital investing platform. The combined ... business has ~$400 billion in Assets under Management and ~4,000 advisors who work out of 3,500 branches and 21 offices. As a leader in the investment client service team, you will be focused on coaching, energizing, and leading our investment client service… more
- USAA (Plano, TX)
- …of other technical resources needed. + May fulfill the responsibilities of a securities principal: In conjunction and coordination with Securities Counsel and ... and audits. + Responsible for the resolution of complex operations issues and/or member escalations. + Maintains compliance with...degree) + 6 years of experience in financial services operations to include process improvement. + 2 years of… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- City National Bank (Los Angeles, CA)
- …Advisory Program accounts and work directly with clients, Financial Advisors, CNS Investment Operations and CNB Trust Operations to open, fund, and provide ... all new account documents, account transfers (acats), DTC delivery of securities , money movements including cash disbursements and deposits, wires, IRA… more
- S&P Global (New York, NY)
- …culture, where innovation and inclusivity are at the forefront of our operations . Our team values integrity, transparency, and a proactive approach to managing ... continuity management tool and integrating continuity practices into Ratings operations . + Drive cross-functional projects related to operational resilience and… more
- TD Bank (Mount Laurel, NJ)
- …specific details for this role. **Job Description:** Preferred Qualifications Think "TD Securities " if you crave meaningful work and the excitement of capital ... the latest technology to change the future of TD Securities . The impact of your work will be felt...highly talented technologists delivering solutions to the Electronic Payments Operations group, as well as other functions within the… more
- MUFG (New York, NY)
- …and Sales Desks sitting on the trading floor performing trade capture for securities and derivatives, perform US Treasury Auctions and other FOMC Operations , ... Perform trade capture for all trading and sales desks for Fixed Income Securities and Interest Rate, Credit, and FX Derivatives ensuring accurate correct bookings in… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Raymond James Financial, Inc. (Memphis, TN)
- …organization including the FI Business Unit Risk Manager, Compliance, Legal, Operations and Risk Management departments. * Performs other duties and responsibilities ... as assigned. **Knowledge, Skills, and Abilities** Knowledge of: * Securities trading, Rules and regulations of the Securities Exchange Commission (SEC), and… more
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