• Trading Lifecycle Associate

    JPMorgan Chase (Newark, DE)
    …and Investor Services business, an area comprised of the world's leading securities and derivatives sales, trading, research and operations groups providing ... Corporate & Investment Bank, you will have this rewarding opportunity to support securities trading for high profile clients and various internal teams to allow for… more
    JPMorgan Chase (01/03/26)
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  • Area Vice President

    Thrivent Financial (Denver, CO)
    …Christian communities. + The AVP will collaborate with the Leader of Group Operations to effectively partner with our Centers of Excellence, help identify and spread ... of advice, insurance products, asset/wealth management, fee-based planning, mutual funds, and securities . + FINRA Series 7, 63/65 or 66 required or obtained within… more
    Thrivent Financial (01/02/26)
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  • Managing Director, Public Finance

    First National Bank of Omaha (IA)
    …management, analytical expertise, and sales acumen in the specialized municipal securities market, requiring both technical knowledge of public finance and strong ... + Coordinate with internal teams including analysts, traders, research, compliance, and operations + Manage deal timelines from mandate through closing + Prepare… more
    First National Bank of Omaha (12/31/25)
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  • Rating Analyst - Americas Public Finance, Local…

    S&P Global (Boulder, CO)
    …finance, analysis, or related field + Demonstrated interest in local government operations and municipal finance + Strong analytical mindset with ability to ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to… more
    S&P Global (12/24/25)
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  • Sr. Financial Advisor - Edward Jones Connection

    Edward Jones (Tempe, AZ)
    …our relationships with them are the measure of everything we do. And Service and Operations divisions are at the center of it all. We support our clients, branch ... in the future (life, health and variable annuity) + 5+ years of securities industry experience as a Financial Advisor or a position supporting FA's requiring… more
    Edward Jones (12/20/25)
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  • Financial Crime Risk Oversight Specialist

    TD Bank (New York, NY)
    …Risk Oversight Specialist **Reports to:** Director, Financial Crime Risk Oversight, TD Securities , US **Position Summary** The US FCRM TDS Business Oversight team ... supports TD Securities in developing, implementing, and maintaining a robust financial...maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation… more
    TD Bank (12/20/25)
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  • Editor: S&P Global Ratings

    S&P Global (Chicago, IL)
    …of approximately 100 staff members worldwide and is part of our Analytical Business Operations and Controls division. As part of this team, you will collaborate with ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to… more
    S&P Global (12/19/25)
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  • Associate Financial Advisor - Coastal Wealth…

    Thrivent Financial (Newbury Park, CA)
    …researching, and communicating inquiries regarding their accounts and supports the daily operations of the practice. As an Associate Financial Advisor, you'll be a ... + Adaptable and flexible , thriving in changing or fast-paced environments Requirements + Securities (Series 7 and 66 or Series 7, 63 and 65) and resident state… more
    Thrivent Financial (12/18/25)
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  • Investment Management Attorney

    The Hartford (Wayne, PA)
    …Investment Company Act, Investment Advisers Act, and other US federal securities laws applicable to registered investment companies, private funds, and investment ... regulations adopted by Financial Industry Regulatory Authority, the National Securities Exchanges, Commodity Futures Trading Commission, and National Futures… more
    The Hartford (12/10/25)
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  • Senior FCRM Compliance Officer - Prime Brokerage…

    TD Bank (New York, NY)
    …FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, TD Securities , US **Position Summary** The US FCRM TDS Business Oversight team ... supports TD Securities in developing, implementing, and maintaining a robust financial...maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation… more
    TD Bank (12/10/25)
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