- JPMorgan Chase (New York, NY)
- …firm with assets of more than $2 trillion, over 265,000 employees and operations in over 60 countries. It operates across six business segments including Investment ... Banking, Commercial Banking, Treasury & Securities Services, Asset & Wealth Management, Retail Financial Services and Card Services. The Global Wealth Management… more
- Bank of America (Newport Beach, CA)
- …engagement and penetration * Partners and collaborates with Underwriting, Risk, Operations , and Portfolio Management to deliver a seamless client experience * ... * Ability to structure loans to UHNW clients secured by commercial real estate, securities , artwork, hedge funds, yachts, as well as unsecured loans * BS degree /… more
- Wells Fargo (Charlotte, NC)
- …Market/Brokered CD Middle Office Group as part of Corporate Investment Banking (CIB) Operations division. Learn more about our career areas and lines of business at ... check. Internal transfers are subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states… more
- Charles Schwab (Chicago, IL)
- …FCRM AI and automation strategy and multi‑year roadmap across detection, investigations, operations , and risk mitigation. + Prioritize use cases against risk impact, ... influencing, and communication skills. + BS/BA degree required; advanced/professional degree or securities license(s) a plus. **What's in it for you** At Schwab,… more
- MUFG (New York, NY)
- …and external sources. + Oversight of facility closing procedures including both operations and documentation. **Advanced Client Solutions:** + Work within deal team ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Edward Jones (St. Louis, MO)
- …Employment Policy and Compliance Counsel to support employment law compliance for US operations . This position is focused on providing legal advice and guidance in ... to personal and professional growth. + Work experience related to the securities industry is preferred. Read More About Skills/Requirements **Awards & Accolades** At… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... region of the world and every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission that rivals any large tech… more
- Hantz Group (Saginaw, MI)
- …The role includes meeting prep, communicating with clients, following up with our operations team to follow up on business flow. Essential Job Functions: + Assist ... Vol Life, Flexible Spending + Eligibility Requirements Vary *Required Licenses- FINRA Securities Industry Essentials, FINRA Series 7, FINRA Series 66, State Life,… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... region of the world and every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission that rivals any large tech… more
- Thrivent Financial (Crownsville, MD)
- …and requires a friendly, upbeat demeanor. The incumbent supports the daily operations of the practice, including, but not limited to: answering the phones, ... is $60,000 annually. There is an immediate growth track to obtain licensure in securities and life and health to ensure being able to provide the best client… more