- JPMorgan Chase (Tempe, AZ)
- …complex team-oriented and fast paced environment with advisors, product partners and operations teams to deliver a seamless and integrated approach across all ... products and services **Required qualifications, capabilities, and skills** + FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for… more
- Wells Fargo (New York, NY)
- …a relationship with internal partners, including product groups, risk and operations , and Renewable Energy & Environmental Finance to achieve goals **Required ... check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states… more
- MUFG (Tempe, AZ)
- …suspicious activities in banking and finance services. + Worked in a data entry operations + Knowledge of and ability to utilize tools, techniques and processes for ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MUFG (Tempe, AZ)
- …backbone of financial and managerial reporting. + **Data & Financial Operations Governance:** Provide support in preparing, tracking, and executing governance ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Wells Fargo (New York, NY)
- …unit's risk appetite and all risk and compliance program requirements. Wells Fargo Securities , LLC seeks a **VP Lead Investment Banker** in New York, New York. ... the sector, and the technical understanding of their unique asset bases and operations and financial condition; + Ability to analyze historical and project future… more
- MUFG (Tampa, FL)
- …languages like SQL, Python, and Shell Scripting. + Manage batch job operations using Autosys, perform data modeling (physical and logical), and utilize data ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- JPMorgan Chase (New York, NY)
- …firm with assets of more than $2 trillion, over 265,000 employees and operations in over 60 countries. It operates across six business segments including Investment ... Banking, Commercial Banking, Treasury & Securities Services, Asset & Wealth Management, Retail Financial Services and Card Services. The Global Wealth Management… more
- Bank of America (Newport Beach, CA)
- …engagement and penetration * Partners and collaborates with Underwriting, Risk, Operations , and Portfolio Management to deliver a seamless client experience * ... * Ability to structure loans to UHNW clients secured by commercial real estate, securities , artwork, hedge funds, yachts, as well as unsecured loans * BS degree /… more
- Wells Fargo (Charlotte, NC)
- …Market/Brokered CD Middle Office Group as part of Corporate Investment Banking (CIB) Operations division. Learn more about our career areas and lines of business at ... check. Internal transfers are subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states… more
- Charles Schwab (Chicago, IL)
- …FCRM AI and automation strategy and multi‑year roadmap across detection, investigations, operations , and risk mitigation. + Prioritize use cases against risk impact, ... influencing, and communication skills. + BS/BA degree required; advanced/professional degree or securities license(s) a plus. **What's in it for you** At Schwab,… more