- CalSTRS (Sacramento, CA)
- …Ethics & Accountability (OLEA), Enterprise Information Management & Legal Operations , Information Security Office, Legal Services, Investment Counsel, and Litigation ... of certain investment information and use of a designated trading platform for securities transactions, as well as filing a Statement of Economic Interest (Form 700)… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …well as formal and informal training and coaching. **Knowledge of:** + Securities industry related to job responsibilities, department and division. + Products ... making. + Uses an understanding of numerical concepts to perform mathematical operations such as report analysis with guidance (but not constant supervision). +… more
- Raymond James Financial, Inc. (Seattle, WA)
- …_RJA is an investment adviser and full-service broker-dealer dually registered with the Securities and Exchange Commission. RJA also is a member of the Financial ... and fixed-income institutional sales, investment banking, trading activities, and operations and administration. RJA employs approximately 3,200 financial advisors… more
- Dentsply Sirona (Charlotte, NC)
- …for the Americas region, ensuring reporting to support quarterly filings with the Securities and Exchange Commission, as well as managing the timely completion of ... SAP S/4HANA globally, modernizing the finance function and optimizing our global operations . This position will serve as a thought and transformation leader to… more
- T. Rowe Price (Owings Mills, MD)
- …designed to prevent, detect, and assist in resolving potential violations of federal securities laws and regulations for T. Rowe Price and its affiliated advisers, ... business unit's compliance programs and provides guidance with respect to the daily operations of the compliance function. Ensures all internal clients have a fully… more
- MUFG (Tempe, AZ)
- …vulnerability management, SDLC, change /release/ incident management and technology operations within large enterprise environments. + Hands-on experience performing ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- EquipmentShare (Chicago, IL)
- …of construction. The Stock Plan Administrator is responsible for the day-to-day operations of EquipmentShare's equity programs. This role will support the Company by ... quarterly and annual reporting filing requirements. + Ensure compliance with securities laws, tax regulations, and Company policies. + Provide employee support… more
- PSEG (Newark, NJ)
- …a range of substantive experience including commercial, tort, privacy, securities , personal injury, environmental, construction and class action litigation ... routine duties and on a schedule that may be different from normal operations . For all roles, PSEG's drug and alcohol testing program includes pre-employment… more
- CS Energy (Albany, NY)
- The Superintendent works alongside Project Operations and Field Management to foster great client relationships, develop our employees, and oversee the construction ... MWh of energy storage projects across the United States. Owned by American Securities , a leading US private equity firm, CS Energy leverages strong relationships… more
- Banco Popular Puerto Rico (Newark, NJ)
- …include: Securities , Annuities, Life Insurance, Funds Flow Analysis, Investment Operations , and application of rules and regulations. + Proven ability to ... successfully identify customer needs and recommend the most appropriate product or service based on those needs. + Excellent sales ability, presentation, marketing, and negotiation skills. Base Salary & Benefits Our base salary for this position located in New… more
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