- MUFG (New York, NY)
- …and Credit), Finance and Regulatory Reporting, Static and Reference teams, Regulatory Operations and consolidate them in a centralized place + Assist Data Management ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Bank of America (New York, NY)
- …the Advisor to provide investment advice and recommendations to clients, securities execution, and account servicing specific to these Capital Markets transactional ... They should be able to specify and partner with technology and operations teams to remove operational inefficiencies and increase straight through processing. The… more
- JPMorgan Chase (Chicago, IL)
- …and enhance platform capabilities. + Collaborate closely with business stakeholders, operations , and vendor partners to deliver robust, scalable, and innovative ... and cross-functional teams. + Experience with Options Clearance, Prime Brokerage, Securities Processing, or related domain. + Experience with Java, Spring, AWS,… more
- S&P Global (Dallas, TX)
- …the fixed income space. You will engage with a comprehensive range of fixed income securities and index concepts. As a vital member of the Global FI ICAD team, your ... and Technology Teams. + Lead the integration of new products into the daily operations cycle. + Lead and mentor a diverse team of analysts located across different… more
- Citigroup (New York, NY)
- …and fund financing products. + Applying deep expertise in securities laws, broker-dealer regulations, swaps regulations, margin requirements, security interests, ... and insolvency law to ensure compliant and strategic business operations . + Skillfully negotiating, drafting, and analyzing complex transaction agreements, ensuring… more
- Raymond James Financial, Inc. (Southfield, MI)
- …and securities industry. * Broker/dealer, RIA, and Insurance Agency operations . **Skill in:** * Identifying the needs of customers through effective questioning ... and listening techniques. * Organize, manage, and track multiple detailed tasks and assignments with frequently changing priorities in a fast-paced work environment. * Preparing and delivering clear, convincing, and professional sales presentations to small… more
- State of Georgia (Fulton County, GA)
- …into the Executive Office, five legal divisions, four specialty units and an operations division. Job Summary Duties include serving as the attorney and legal ... against the state; + May prosecute identity fraud, residential mortgage fraud, and securities fraud; + May investigate and prosecute fraud and abuse by providers in… more
- CIBC (New York, NY)
- …products, including but not limited to Fixed Income, Margin Lending, Securities Lending, Options, Futures, and Derivatives. Familiarity with Treasury operations ... and financial instruments is essential. + **Analytical Skills:** Ability to analyze complex financial data and assess the implications on accounting and reporting, ensuring accuracy and integrity in financial statements. + **Multi-Perspective Analysis:**… more
- Capital One (Mclean, VA)
- …will possess a risk mindset and has experience in Capital Markets Operations , Swap Dealer Requirements, Compliance or Audit. **Responsibilities** + Manage the ... etc.) + Experience demonstrating an understanding of derivatives and mortgage-backed securities + Strong communication and analytical skills + Experience creating… more
- Scotiabank (New York, NY)
- …+ Collaborate with internal teams (Capital Introductions, FRM, Trading, Risk, Operations ) to structure competitive and profitable solutions. + Track allocation of ... and/or any other relevant Regulatory Agencies + 12+ years of experience in securities financing related roles with an in-depth knowledge of financing products and… more