- MUFG (Jersey City, NJ)
- …knowledge with wire, ACH payments, check processing, and closely worked with banking operations to investigate customer issues, and trouble shoot system issues. + 8+ ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- JPMorgan Chase (New York, NY)
- …and fast-paced environment, you'll partner with advisors, product teams, and operations to deliver a seamless and integrated experience for participants and ... 5+ years of experience in the equity plan or workplace industry. + FINRA Securities Industry Essentials, Series 7, and Series 63 licenses required for the position;… more
- PCL Construction (El Paso, TX)
- …and prepares subsequent cash receipt entries where required. + Works with operations management and accounting manager to effectively analyze and manage project ... principles and process improvement. + Intermediate knowledge of bid and contract securities and insurance as they relate to risk management, claims management,… more
- City National Bank (Ontario, CA)
- …with clients. Partner with Financial Advisors (FAs) and/or the City National Securities (CNS) Investment Officers (IOs) to communicate with clients about current ... * Excellent knowledge of commercial credit policies and procedures, and bank operations policies and procedures. * Strong credit analysis and accounting skills. *… more
- Edward Jones (St. Louis, MO)
- …(eg relationship managers, WMFM, Ventures, Branch Teams, Legal, Compliance, Risk, Operations , Digital). + Ensure that products and services literature, thought ... as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... region of the world and every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission that rivals any large tech… more
- Citigroup (Florence, KY)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... region of the world and every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission that rivals any large tech… more
- JPMorgan Chase (New York, NY)
- …regulatory, and other lawyers, as well as compliance, risk, conflicts, and operations partners. If you possess intellectual curiosity and a passion for promoting ... Finance business on all relevant legal and regulatory matters, including relevant securities laws and the SEC's Municipal Advisor Rule, fair access and related… more
- KeyBank (Brooklyn, OH)
- …business policies and procedures are consistent with current applicable banking and securities rules, regulations, and laws. - Respond to internal and external ... knowledge of the various processes involved in Front and Back Office operations relating to the Business Banking business and the various challenges associated… more
- JPMorgan Chase (Chicago, IL)
- …in a dynamic, team-focused environment alongside advisors, product partners, and operations teams to guarantee a comprehensive and seamless approach across all ... products and services **Required qualifications, capabilities, and skills** + FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for… more