- MUFG (Irving, TX)
- …will liaise and collaborate with GFCD Regional Financial Crime Offices, GFCD Operations (Intelligence and Analytics), GFCD Quality Assurance, GFCD Testing and Issue ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and internal change management campaigns, partnering with legal, compliance, technology, operations and other key business areas to ensure communications align with ... and related content + Investment concepts, practices and procedures used in the securities industry + Financial markets and products + Microsoft Outlook suite +… more
- MUFG (Jersey City, NJ)
- …be part of the Service Delivery Organization within Technology Information and Operations and will work with cross functional teams to deliver the infrastructure ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MUFG (Chicago, IL)
- …other offices/branches all over the world. + Assist the teams' business operations , client facing activities, and internal or client inquiries, such as regulatory ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MUFG (Jersey City, NJ)
- …tools that support financial data governance, risk management, and secure operations . Reliability & Compliance + Embed site reliability engineering (SRE) practices, ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MUFG (Jersey City, NJ)
- …and legal teams to ensure data protection and auditability. Model Operations + Fine-tune LLMs for financial applications, optimizing for performance, compliance, ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Louisiana Department of State Civil Service (LA)
- …Savings and Loans, Credit Unions, Holding Companies, Trust Companies, Securities Firms, Licensed Lenders, Payday Lenders, Mortgage Companies, Pawnbrokers, ... Three years of experience in accounting, auditing, banking, compliance management, financial operations , or insurance; OR Six years of full-time experience in any… more
- MUFG (New York, NY)
- …+ On-board clients in coordination with the firm's credit, legal, compliance, and operations teams + Mentor and develop junior salespeople **Requirements** : + 5+ ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- JPMorgan Chase (New York, NY)
- …reporting and maintain data integrity + Liaise between the investment and operations teams on corporate actions to ensure effective execution and compliance + ... and capital markets, with the ability to comprehend complex securities and investment strategies + Organizational Skills: Excellent organizational abilities… more
- MUFG (Tempe, AZ)
- …role is for a member of the MUFG Bank Enterprise Network Engineering and Operations team and will provide collaboration and support within the team and across IT ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more