- MUFG (Tempe, AZ)
- …role is for a member of the MUFG Bank Enterprise Network Engineering and Operations team and will provide collaboration and support within the team and across IT ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Truist (Winston Salem, NC)
- …ability to underwrite "specialty products" to include marine, recreation vehicles, securities , Regulation O, Regulation U, and airplanes. Includes knowledge related ... training program at a financial institution. 2. Knowledge of Bank's operations , systems, compliance and regulatory issues 3. Experience in credit administration,… more
- MUFG (New York, NY)
- …and will liaise across multiple functions including trading, risk, finance and operations . **Key Responsibilities:** + Support the regional head of Front office ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- NatWest Markets (Stamford, CT)
- …duties not listed here may be assigned as necessary to ensure the proper operations of the department and the business._ **Join NatWest Markets as a** **VP, ... leave and tuition reimbursement. **It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries to provide equal employment… more
- MUFG (New York, NY)
- …inquiries. + Participate in Optimization activity to improve accuracy and efficiency of operations and prepare and update operation manuals and procedures, if any. + ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MUFG (Jersey City, NJ)
- …DNS, and firewall configurations supporting multi-region failover and segmentation. Operations and Observability + Build telemetry, monitoring, and alerting ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- First Horizon Bank (Memphis, TN)
- …trading and operations departments promoting smooth execution and delivery of securities . + Strong ability to multi-task and manage issues arising on a daily ... basis concerning trade activity, market conditions and customer care. Identify and implement proper protocol for successful execution of trades. + Effective communication with customers, back-office, strategies department and trade desk personnel to provide… more
- Santander US (Boston, MA)
- …investment/insurance service needs and maintaining consistent with compliance and operations standards + Proactive daily client management of operational items ... Excel, Word, etc.) **Certifications:** + FINRA Series 7, 63 and 65 (or 66) Securities Licenses and Life/Health Insurance licenses **It Would Be Nice For You To… more
- Raymond James Financial, Inc. (Jersey City, NJ)
- …yield and investment grade corporate bonds, municipal bonds, institutional preferred securities , and emerging market bonds. SumRidge currently ranks among the top ... ability to coordinate with all stake holders of the application (Peers, IT Partners, Business Operations and Vendors). **Licenses/Certifications:** + None required. more
- MUFG (Jersey City, NJ)
- …concepts to non-technical stakeholders and senior management across the Combined US Operations . + Prepare detailed reports on risk management activities and outcomes ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more