- SMBC (New York, NY)
- …compliance experience at a broker dealer. + A solid foundation in US securities laws and regulations and broker dealer operations , products and services. ... + Ability to communicate this knowledge and applicability to SMBC Nikko Securities Inc. and affiliate operations . + Ability to manage multiple assignments and… more
- BlackRock (New York, NY)
- …Index Investments, Global Trading, ETF Markets, and Liquidity & Financing ( Securities Lending, Cash Management, Securities Financing) functions, and is ... and strategic way. Within BGM, the Liquidity & Financing (L&F) pillar combines Securities Lending, Securities Financing, and Cash Management, with a mandate to… more
- JPMorgan Chase (Newark, DE)
- …improvements. This position is ideal for candidates with a solid background in securities operations who are ready to take on greater responsibility, mentor ... Morgan's diverse product range. As a Markets Asset Servicing Associate within Commercial & Investment Bank, you will play...+ 3 years of experience in asset servicing or securities operations , with demonstrated expertise in corporate… more
- Regions Bank (Hoover, AL)
- …and programs This position is on the Wealth Management Middle Office Corporate Trust Operations team. This associate is responsible for managing the Rule 144 ... the Closely Held Group), Custody Services, Fees, Corporate Trust Operations and Natural Resources and Real Estate (NRRE) ...pending trades to allow for the timely settlement of securities trades by SEI + Administers bond payments and… more
- JPMorgan Chase (Jersey City, NJ)
- …process efficiency, and operational excellence. As an Asset Servicing Analyst in Securities Operations within Markets Asset Services, you play a vital ... qualifications, capabilities, and skills:** + Demonstrated experience in asset servicing, securities operations , or a related financial services role +… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Principal Financial Group (Des Moines, IA)
- **What You'll Do** Are you looking to grow your career in investment operations ? If so, join Principal as an Associate , Investment Operations ! As an ... analysis and report preparation to support the full lifecycle of investment operations in a global infrastructure. You'll be responsible for account administration,… more
- Thrivent Financial (Montgomeryville, PA)
- …Thrivent in Montgomeryville and Boyertown, PA. We are growing and adding an Associate Financial Consultant to our team. We are committed to turning financial ... you to be in the office 5 days per week. Job Description As an Associate Financial Consultant, you'll be a resource for our financial advisors and provide support to… more
- Citigroup (Jersey City, NJ)
- …originating from trading desks and branch offices in coordination with the Operations -Transaction Services team. The overall objective of this role is to assist ... in the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Individual mapped to this job description… more
- BlackRock (New York, NY)
- …with whom we work closely in engaging companies. Position Overview The BAIS Operations Associate will be responsible for promoting sound corporate governance as ... BAIS delivers best-in-class stewardship for BLK clients. The BAIS Operations Associate will report to the Head...active platform and across the shared platform such as Securities Lending and Client Reporting to support the BAIS… more