- BMO Financial Group (New York, NY)
- …excellent working relationships with Capital Markets Trading Products desk, Product Operations personnel and other stakeholder groups. **A. Product & Process** + ... conflicts of interest, safeguarding of customer information, trading in securities , anti-money laundering, privacy and disclosure of outside business activities.… more
- Raymond James Financial, Inc. (Memphis, TN)
- …practices, and procedures of general office concepts and those that govern fee-based operations , finance, and/or securities industry operations . + Process ... flows within a specific assigned functional area. + Regulations for specific assigned functional areas. + Operating standard office equipment and using required software applications to produce correspondence, reports, electronic communication, spreadsheets,… more
- JPMorgan Chase (Newark, DE)
- …relationships and create materials for communication with senior stakeholder (business, operations , technology) + Drive compliance of product and Release Management ... credit (Loans, Deposits, Cash) and trading products (Derivatives and Securities ) is a plus + Previous experience in Finance,...a plus + Previous experience in Finance, Risk or Operations functions is a plus + Experience with Agile… more
- MUFG (New York, NY)
- …existing portfolio as Marketing Officer ("MO"). + Supporting corporate banking business operations and initiating administrative tasks, such as the execution of new ... parties and face customers to conduct daily corporate banking operations , including the boarding of loan and deposit products,...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Raymond James Financial, Inc. (Memphis, TN)
- …losses. + Fundamental investment concepts, practices and procedures used in the securities industry. **Skills:** + Supports business processes with guidance but not ... making. + Uses an understanding of numerical concepts to perform mathematical operations such as report analysis under supervision. + Works with guidance (but… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …well as formal and informal training and coaching. **Knowledge of:** + Securities industry related to job responsibilities, department and division. + Products ... making. + Uses an understanding of numerical concepts to perform mathematical operations such as report analysis with guidance (but not constant supervision). +… more
- AIG (New York, NY)
- …of strategic transactions at AIG, including M&A, capital markets and insurance-linked securities (ILS) matters. + Advising multiple business units on ceded and ... property casualty networks. It is an exciting time to join us - across our operations , we are thinking in new and innovative ways to deliver ever-better solutions to… more
- Raymond James Financial, Inc. (Birmingham, MI)
- …procedures used in the industry. + Principles of estate planning, trusts and securities industry operations . + Financial markets and products. + Effectively ... managing client relationships. + Strategic planning as part of client retention focus. + Gathering and compiling information and data. + Preparing and delivering written and oral presentations. + Operating standard office equipment and using required software… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and internal change management campaigns, partnering with legal, compliance, technology, operations and other key business areas to ensure communications align with ... and related content + Investment concepts, practices and procedures used in the securities industry + Financial markets and products + Microsoft Outlook suite +… more
- MUFG (Chicago, IL)
- …other offices/branches all over the world. + Assist the teams' business operations , client facing activities, and internal or client inquiries, such as regulatory ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more