- Citigroup (Tampa, FL)
- …duties may be assigned as required.** **Job Family Group :** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing ... of inviduals who execute securities transaction processing related to Securities Clearance Settlement and Derivative Operations , while also supporting some… more
- Citigroup (Getzville, NY)
- …job-related duties may be assigned as required. **Job Family Group :** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing ... The Securities & Derivatives Sr Manager is...cost saving opportunities + Manage daily performance related to securities and derivatives post-settlement activities of operations … more
- TD Bank (New York, NY)
- …key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group . The Monitoring and Testing Team sits in Core Compliance and covers the TDS ... + JD desirable but not required + Knowledge of operations , finance, regulatory reporting, sales and trading, at a...at a global financial institution. + Firm understanding of securities and derivatives rules and regulations, and the ability… more
- Capital One (New York, NY)
- …team, the candidate will focus on operational and compliance audits, including operations of investment ( securities and transactions). Responsibilities: + Lead ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group… more
- TD Bank (New York, NY)
- …member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group . The Monitoring and Testing Team covers the TDS US businesses and certain ... + JD desirable but not required + Knowledge of operations , finance, regulatory reporting, sales and trading, and applicable...in Word, Excel and PowerPoint **Who We Are** TD Securities offers a wide range of capital markets products… more
- Citigroup (New York, NY)
- …innovation, dynamic reporting, and market thought leadership. The Business Risk Sr Group Manager manages multiple teams through other managers. In-depth ... Securities Finance encompasses the Agency Securities ...The position requires substantial interaction and collaboration with Policy, Operations , and other functional business partners to optimize Fraud… more
- Scotiabank (New York, NY)
- Senior Manager , Collateral Operations **Requisition ID:** 216067 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... We work together to drive ambition for every future! **Purpose** The Senior Manager , Collateral Operations is responsible for supervising and overseeing the… more
- The Cigna Group (Bloomfield, CT)
- …company. CIM's assets are invested in public bonds, private placement securities , commercial mortgages, real estate equity, mezzanine debt, private equity, equity ... securities , warrants, commercial paper, certificates of deposit, municipal ...- Trading Assistant/Junior Trader, under the direction of their manager , serves as critical support to the senior trading… more
- Citigroup (Tampa, FL)
- The Business Risk Manager , based in New York, will join the global Wealth Investment Solutions Business Risk Team as a Senior Vice President, and will report to the ... areas at all levels of management including Compliance, Legal, Risk, Operations , Business Controls, Supervision, and Technology **Knowledge & Experience:** + 10+… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and requirements gathering. + Broader principles of banking and finance and securities industry operations . + Experience with Salesforce is preferred. + ... **Job Summary:** We are seeking a highly analytical and detail-oriented Senior Product Manager who will focus on delivering a new suite of strategic reports and… more