- MUFG (New York, NY)
- …and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, ... a vision to be the world's most trusted financial group , it's part of our culture to put people...brief on the legal documents and support the relationship manager to ensure the completeness of the various forms.… more
- Citigroup (Tampa, FL)
- …or equivalent experience, potentially Masters degree **Job Family Group :** Operations - Transaction Services **Job Family:** Securities and Derivatives ... The business risk senior manager accomplishes results through the management of processes....related requests as needed. * Serve as partner on Manager Control Assessment (MCA) Quarterly Risk Assessment and the… more
- Louisiana Department of State Civil Service (LA)
- …Savings and Loans, Credit Unions, Holding Companies, Trust Companies, Securities Firms, Licensed Lenders, Payday Lenders, Mortgage Companies, Pawnbrokers, ... areas of regulation and/or safety and soundness. As a part of a Career Progression Group , vacancies may be filled from this recruitment as a Compliance Examiner 1, a… more
- Citigroup (New York, NY)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission...corrective action plans. + Update and maintain a robust Manager 's Control Assessment (MCA) in compliance with the Citi… more
- CS Energy (Albany, NY)
- The Senior Superintendent works alongside Project Operations and Field Management to foster great client relationships, develop our employees, and oversee the ... the development of the project schedule with the Project Manager and ensures the team is executing to the...leadership skills with the ability to lead a diverse group of individuals + Successfully led relatively complex construction… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... region of the world and every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission that rivals any large tech… more
- Neuberger Berman (New York, NY)
- …including but not limited to; funds disbursements, name/address changes, gifting securities , ACATS and DTC transfers, cost updates, and billing/fees + Regular ... Managers, Asset Management Business Control (AMBC), the Private Wealth Investment Group and internal and external operational groups + Monitor account activity… more
- CS Energy (Utica, NY)
- The Assistant Superintendent works alongside Project Operations and Field Management to foster great client relationships, develop our employees, and oversee the ... the development of the project schedule with the Project Manager and ensures the team is executing to the...leadership skills with the ability to lead a diverse group of individuals + Knowledge of various areas of… more
- Citigroup (O'Fallon, MO)
- …loop process. + Handles all inquiries/requests related to banking and /or investment operations - including placing unsolicited securities trades (Series 7 & 63 ... + Capable of working independently within established procedures and make decisions without manager approval. + Able to perform multiple functions with a high degree… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission...contributor and reports to Application Vulnerability Assessment (AVA) Program Manager . The overall objective of this role is to… more
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