- Raymond James Financial, Inc. (New York, NY)
- …in the securities industry. + Principles of banking and finance and securities industry operations . + Financial markets and products. **Advanced skills in:** ... changes to Senior Management. + Ensures effective coordination occurs within assigned work group and with other work groups. + Identifies, recommends, and works with… more
- Raymond James Financial, Inc. (Memphis, TN)
- …in the securities industry. + Principles of banking and finance and securities industry operations . + Financial markets and products. **Advanced skill in:** ... changes to Senior Management. + Ensures effective coordination occurs within assigned work group and with other work groups. + Identifies, recommends, and works with… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in the securities industry. + Principles of banking and finance and securities industry operations . + Financial markets and products. **Advanced skill in:** ... of compliance systems and processes. + Ensures effective coordination within assigned work group and with other work groups. + Serves as a compliance liaison on… more
- Raymond James Financial, Inc. (Denver, CO)
- …in the securities industry. * Principles of banking and finance and securities industry operations . * Financial markets and products. **Advanced Skill in:** ... skills obtained through education, experience, specialized training and/or certification in securities or banking industry compliance to administer and manage an… more
- HSBC (New York, NY)
- …people, our investors, our communities and the planet we all share. Reporting to the Senior Manager of Securities Lending Operations , this role is in a newly ... the US and will be part of the wider Securities Lending Operations functions already in place...the US day. The role holder and his Line Manager are responsible for the securities lending… more
- TD Bank (New York, NY)
- …this role. **Job Description:** As a leading corporate and investment bank, TD Securities offers a wide range of integrated capital markets products and services. ... their needs today and prepare for tomorrow. At TD Securities , the Global Markets Credit function is involved with...the various trading desks to transact with counterparties. The group also performs ad hoc reporting and monitoring of… more
- SMBC (New York, NY)
- … Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... SMBC Group is a top-tier global financial group...Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,… more
- SMBC (Charlotte, NC)
- … Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,...according to KPI metrics. + Work closely with Portfolio Manager , PMO, Budget and planning group to… more
- Atria Wealth Solutions (Dublin, CA)
- …with CUSO Financial Services, L. P. (CFS) Patelco Credit Union is seeking a Manager , Investment Services Program in the Dublin, CA areas. About Patelco Credit Union ... and regulatory requirements. + Ensure that the goals and operations of the Patelco Financial Solutions aligns with the...implementing, and evaluating a business plan for the Investment Group . + Plan, implement and evaluate short and long-term… more
- Tri-State Generation and Transmission Association, Inc. (Westminster, CO)
- **Job Description:** Responsible for leading corporate accounting operations and maintaining financial information in conformity with United States (US) Generally ... Accepted Accounting Principles (GAAP), the Securities and Exchange Commission (SEC), and the Federal Electric Regulatory Commission (FERC) Uniform System of Accounts… more