• Advertising Compliance Manager

    Aegon Asset Management (Cedar Rapids, IA)
    …is organized into three distinct businesses. These include 1) World Financial Group , including Transamerica Financial Advisors, 2) Protection Solutions and Savings & ... It's part of Aegon, an integrated, diversified, international financial services group serving approximately 23.9 million customers worldwide. * For more… more
    Aegon Asset Management (08/21/25)
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  • Global Custody Product Manager , VP - New…

    Citigroup (New York, NY)
    …with other products in Investor Services ie Fund Administration, FX & Agency Securities lending to provide seamless integration of Global Custody offering with these ... works closely with partners including Coverage teams, country Investor Services heads, Operations and Technology to jointly achieve key goals of the business.… more
    Citigroup (07/25/25)
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  • Warehouse Settlement Analyst Hybrid

    Citigroup (Getzville, NY)
    …job-related duties may be assigned as required. **Job Family Group :** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing ... Warehouse Settlement Analyst is a role within Market Operations supporting Cash Securities and facilitating...and seek out answers independently + Work closely with manager to execute strategic initiatives + Demonstrate leadership by… more
    Citigroup (09/16/25)
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  • Associate - Product Control Prime Brokerage

    TD Bank (New York, NY)
    …details for this role. **Job Description:** The **Wholesale Banking Finance Group ** is responsible for developing and delivering financial strategy, information, and ... management support within TD Securities (TDS). A key function within the department is...all external & internal audit counterparts as well as operations and financial operations teams. Responsible for… more
    TD Bank (08/27/25)
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  • IT Asset Management, EOL Governance Manager

    MUFG (Tampa, FL)
    …and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, ... a vision to be the world's most trusted financial group , it's part of our culture to put people...Audit exams and issues, self-identified issues, information risk control operations , maturity and enhancement initiatives). + Drive proactive risk… more
    MUFG (07/31/25)
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  • Investment Advisor Representative

    Atria Wealth Solutions (Vancouver, WA)
    …overall long-term financial goals. + As requested and approved by the Program Manager | VP Investments and Insurance Group , conduct and/or host seminars ... and records, and prepare all required reports. Advise Program Manager | VP Investments and Insurance Group ...segregation of Credit Union's NCUA and Investments and Insurance Group 's non-NCUA marketing and operations in assigned… more
    Atria Wealth Solutions (09/03/25)
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  • VP, Volcker Program Governance

    TD Bank (New York, NY)
    …have adequately considered, managed, and mitigated risks in day-to-day activities, operations , products and services, and are operating within risk appetite in ... The Vice President supports Volcker Program Governance across TD Securities (Globally) ensuring a strategic, risk-based approach for alignment...will work with you to meet your needs. The Manager II, Governance & Control leads and manages a… more
    TD Bank (08/21/25)
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  • Financial Advisor

    Atria Wealth Solutions (King, NC)
    …is united in their commitment to serving our members. The Allegacy Investment Group is seeking a financial professional guided by a "doing right" philosophy to ... build referrals and educate the staff on Allegacy Investment Group services. Also work closely with Allegacy Wealth Management...additional duties as may be assigned by the Program Manager . + Develop and maintain long-term relationships based on… more
    Atria Wealth Solutions (08/23/25)
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  • Support Staff

    SMBC (Los Angeles, CA)
    Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... SMBC Group is a top-tier global financial group...Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,… more
    SMBC (09/05/25)
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  • Director - Market Risk Technology

    TD Bank (New York, NY)
    …Commodity) valuation, trading risk and enterprise market risk platforms for TD Securities . This suite of applications utilize the latest in technology and devOps ... with other directors and executives in and outside the group , to establish a vision and strategy to grow...10+ years of experience supporting interest rate derivatives trading operations from front to back + Seasoned capabilities to… more
    TD Bank (07/22/25)
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