- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Wells Fargo is seeking a Senior Securities Operations Specialist for our Operational Risk Services Team. The ... End-User Computing Tools (EUCT) policy support. As a Senior Securities Operations Specialist , you will...account onboarding, cash payments, customer service , funding operations , custodial operations , securities settlement… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist as part of the Trade Settlement team within Wealth and Investment Management ... client account onboarding, cash payments, customer service , funding operations , custodial operations , securities settlement services, structured… more
- Wells Fargo (Minneapolis, MN)
- …Guard or Reserve status are eligible. **About this role:** Wells Fargo is seeking a Securities Operations Specialist as part of the Trade Settlement team ... client account onboarding, cash payments, customer service , funding operations , custodial operations , securities settlement services, structured… more
- UMB Bank (Kansas City, MO)
- …well. Our team is growing and looking for our next teammate! The Custody Operations Specialist position works closely with our Custody Administrators to support ... and potential clients. This allows us to provide full service offerings to our customers who are often clients...large institutional custody clients, both global and domestic. The Operations Specialist role is responsible for performing… more
- TD Bank (Hartford, CT)
- …for this role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Support Specialist is responsible for reviewing releasing or escalating ... regulatory reports; and assisting advisors with all aspects of trading operations this rule supports complex transactions including blocked and restricted trades… more
- PNC (OH)
- …valued and have an opportunity to contribute to the company's success. As an Operations Specialist Sr, within PNC's AMG Operations Fees organization, you ... Friday, 7:30 am EST - 4:00 pm EST. An Operations Specialist Sr typically begins the day...across many departments and hierarchies. Prior fund accounting, sub-accounting, securities or trust experience is highly desired but not… more
- Hantz Group (Southfield, MI)
- Operations Specialist Hantz Group is a Michigan-based financial company that works with individuals and businesses to help them achieve their financial goals. We ... Estate Planning + Property and Casualty Insurance As an Operations Specialist , you will work as a...These processes ensure our clients receive accurate and timely service to achieve their financial goals. Essential Job Functions:… more
- TD Bank (New York, NY)
- …this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist , Global Transaction Banking **Reports to:** Director, Financial Crime Risk ... Oversight, TD Securities , US **Position Summary** The US FCRM TDS Business...maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation… more
- S&P Global (New York, NY)
- …and provide first-class service . **Responsibilities and Impact:** The Strategic Product Specialist is the key product person covering Securities Finance (SF) ... (EAP) team is composed of subject matter experts in Securities Lending, equities and fixed income, ETF's and index...experience. Our team collaborates closely with our Product, Sales, Operations , and Business Development teams to ensure we exceed… more
- TD Bank (Vienna, VA)
- …for this role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Senior Support Specialist is responsible for the strategic and ... allocation to handle live trading orders efficiently and meet service level standards + Supervises and participates in the...and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered… more