- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist as part of the Alternative Investment Product team within Wealth and ... client account onboarding, cash payments, customer service , funding operations , custodial operations , securities settlement services, structured… more
- Capital One (New York, NY)
- …team, the candidate will focus on operational and compliance audits, including operations of investment ( securities and transactions). Responsibilities: + Lead ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of… more
- Wells Fargo (Charlotte, NC)
- …monitoring of cash payments, customer service , project support, funding operations , custodial operations , securities settlement services, structured loan ... begins with you. **About this role:** Wells Fargo is seeking an Institutional Investment Operations Specialist . This position is within the CIB Operations … more
- Guardian Life (Holmdel, NJ)
- The Operations Specialist will serve as the expert on all aspects of our managed account model management, trading platform, annuity operations as well as ... Account Proposals as well as our Digital strategy. The Operations Specialist will intimately understand how our...in a fast-paced environment where best in class customer service is your standard. You are patient, empathetic, detail… more
- Hantz Group (Southfield, MI)
- Operations Specialist Hantz Group is a Michigan-based financial company that works with individuals and businesses to help them achieve their financial goals. We ... Estate Planning + Property and Casualty Insurance As an Operations Specialist , you will work as a...These processes ensure our clients receive accurate and timely service to achieve their financial goals. Essential Job Functions:… more
- Wells Fargo (Charlotte, NC)
- …monitoring of cash payments, customer service , project support, funding operations , custodial operations , securities settlement services, structured loan ... **About this role:** Wells Fargo is seeking an Institutional Investment Operations Specialist to join the Tax Operations team within Corporate & Investment… more
- Wesleyan University (Middletown, CT)
- …Reporting to the Director of Operations and Investments, the Investment Operations Specialist will work alongside an eight-person investment team overseeing ... class investment portfolio. The position will collaborate closely with external service providers and internal stakeholders to ensure the accuracy and efficiency… more
- Charles Schwab (Orlando, FL)
- …our employees to feel valued and engaged. What you'll do: The Corporate Actions Specialist is responsible for timely and accurate processing of corporate actions on ... securities held by our clients. In this role you...volunteering, and 28-day sabbatical after every 5 years of service for eligible positions + Paid parental leave and… more
- TD Bank (New York, NY)
- …this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist , Transaction Monitoring & Investigations **Reports to:** Director, Financial ... Crime Risk Oversight, TD Securities , US **Position Summary** The US FCRM TDS Business...maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation… more
- SMBC (Los Angeles, CA)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more