- TD Bank (Hartford, CT)
- …for this role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Support Specialist is responsible for reviewing releasing or escalating ... regulatory reports; and assisting advisors with all aspects of trading operations this rule supports complex transactions including blocked and restricted trades… more
- US Bank (St. Paul, MN)
- …you excel at-all from Day One. **Job Description** The Physical Processing Specialist is responsible for handling and safeguarding physical assets under strict ... This role ensures accurate processing, validation, and delivery of physical securities and related documentation in compliance with internal controls and regulatory… more
- PNC (OH)
- …valued and have an opportunity to contribute to the company's success. As an Operations Specialist Sr, within PNC's AMG Operations Fees organization, you ... Friday, 7:30 am EST - 4:00 pm EST. An Operations Specialist Sr typically begins the day...across many departments and hierarchies. Prior fund accounting, sub-accounting, securities or trust experience is highly desired but not… more
- Hantz Group (Southfield, MI)
- Operations Specialist Hantz Group is a Michigan-based financial company that works with individuals and businesses to help them achieve their financial goals. We ... Estate Planning + Property and Casualty Insurance As an Operations Specialist , you will work as a...These processes ensure our clients receive accurate and timely service to achieve their financial goals. Essential Job Functions:… more
- TD Bank (New York, NY)
- …this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist , Global Transaction Banking **Reports to:** Director, Financial Crime Risk ... Oversight, TD Securities , US **Position Summary** The US FCRM TDS Business...maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation… more
- TD Bank (Vienna, VA)
- …for this role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Senior Support Specialist is responsible for the strategic and ... allocation to handle live trading orders efficiently and meet service level standards + Supervises and participates in the...and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered… more
- PNC (Louisville, KY)
- …business from the CCO and a deeply experienced team. Familiarity with corporate and securities operations is highly valuable for success in this role. While a ... to contribute to the company's success. As a(n) Compliance Program Specialist Senior within PNC's Regulatory Compliance Governance organization, you will be… more
- Wells Fargo (St. Louis, MO)
- …to grow. Join us! **About this role:** Wells Fargo is seeking a Escalations Specialist - Registered **In this role, you will:** + Participate in researching and ... Customer Contact in a Financial Services Environment, Financial Services Operations , Underwriting, or Quality Assurance experience, or equivalent demonstrated… more
- Santander US (Boston, MA)
- USA Sr. Specialist , Sales & Service Support Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the ... Talk to You!** **The Difference You Make:** The Sr. Specialist , Sales & Service Support will be...service needs and maintaining consistent with compliance and operations standards + Proactive daily client management of operational… more
- Federal Reserve Bank (Cleveland, OH)
- …our YouTube channel - Cleveland Fed This job family conducts the cash operations of the organization in a highly controlled, regulated, and secure environment with ... to detail, with experience strictly following procedures + Comprehensive customer service and interpersonal skills + Proficient computer skills including Microsoft… more