- Citigroup (New York, NY)
- …to oversee and drive the most important strategic efforts within Cybersecurity Operations . This specialist will be responsible for refining requirements, ... **Cybersecurity Operations Strategic Solutions Lead - Senior Vice President**...including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … Operations Professional - Financial Industry Regulatory Authority (FINRA), Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority ... office locations: St. Petersburg, FL, Memphis, TN, or Southfield, MI. The Regulatory Operations Analyst plays a key role in supporting the firm's compliance with… more
- Raymond James Financial, Inc. (CO)
- …the securities industry. + Principles of banking and finance and securities industry operations . + Financial markets and products. + Administering anti-money ... Description** Under limited supervision, specialized knowledge and skills in securities and/or banking industry compliance obtained through experience, specialized… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $100,000 - $130,000 USD TD is committed to providing fair ... that support the Payments and Deposit Services of TD Securities . Our mission is 'To Deliver World Class Service'...Demonstrated storytelling skills and documentation skills. The Senior TDS Operations Analyst will act as a cross functional process… more
- Raymond James Financial, Inc. (CO)
- …the securities industry. + Principles of banking and finance and securities industry operations . + Familiarity with project management terminology and ... + Collaborate with stakeholders across Fraud, Analytics, Compliance, Legal, Risk, Operations , Technology, and business units to ensure alignment and effective… more
- Raymond James Financial, Inc. (New York, NY)
- …ensuring adherence to SEC, FINRA, FRB Bank Holding Company, and state securities regulations. + Engage with senior business leaders, providing compliance guidance to ... decision-making and operational risk management. + Maintain expertise in securities underwriting, private placements, syndicate matters, Reg M, and electronic… more
- Citigroup (Miami, FL)
- …Identify and document new business opportunities for referral to banker or product specialist . + Utilize internal systems to properly support CPB clients and perform ... with clients via telephone, email, fax or in person + Interface with Operations and Product Areas to insure timely response to inquiries + Identify cross-selling… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …documentation. + System analysis and business process modeling. + Principles of securities industry operations . + Business planning and analysis. **Preferred:** ... of the team through training, coaching, and mentoring. + Contribute to reviewing existing operations in own area of work, and generate new ideas to assist in… more
- Raymond James Financial, Inc. (CO)
- …financial services industry practices. + Principles of banking and finance and securities industry operations . **Skill in** + Effective team leadership, ... with internal stakeholders (eg, Quality Control, Analytics, Compliance, Legal, Operations , Technology) and external partners (eg, financial institutions, law… more
- Raymond James Financial, Inc. (CO)
- …financial services industry practices. + Principles of banking and finance and securities industry operations . **Skill in** + Investigative analysis and ... with internal stakeholders (eg, Quality Control, Analytics, Compliance, Legal, Operations , Technology) and external partners (eg, financial institutions, law… more