• Compliance Technician

    State of Montana (Helena, MT)
    The Montana State Auditor's Office, Commissioner of Securities and Insurance (CSI) has an exciting opportunity available for a part-time*Compliance Technician*in the ... Securities Division!**To learn more about the Agency, the ...Codes and reconciles funds. * Serves as backup to paralegal on non-routine issuer application review and processing on… more
    State of Montana (03/17/25)
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  • Investigative Analyst

    City of New York (New York, NY)
    …The Major Economic Crimes Bureau conducts investigations focused on investment, bank, securities , commodities, tax, mortgage, and art fraud, as well as illicit money ... trial. - Perform a full range of administrative and paralegal duties as needed. - Special projects and other...and one (1) year of experience either as a paralegal in the criminal justice field or equivalent. -… more
    City of New York (05/14/25)
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  • Corporate Governance Liaison/Legal Analyst

    Chevron Corporation (Houston, TX)
    …experience as a paralegal in the areas of corporate governance and securities , preferably with a top-tier law firm or a global in-house legal department at ... position + Paralegal certificate or Certified Equity Professional certification + Securities Law experience, particularly with Section 16 and Form 8-K filings +… more
    Chevron Corporation (05/28/25)
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  • Fixed Income Operations Senior Advisor

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …of** + Intermediate level concepts, practices and procedures of the paralegal profession. + Concepts, principles and practices of assigned functional area. ... + Investment concepts, practices and procedures used in the securities industry. + Principles of banking and finance operations. + Financial markets and products.… more
    Raymond James Financial, Inc. (06/06/25)
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  • Operations Analyst

    Banco Popular Puerto Rico (San Juan, PR)
    …for Banco Popular de Puerto Rico, Popular Bank, Popular Insurance and Popular Securities . Retrieves documents based on the legal request and complies with the ... in the federal and state courts Education Completed Bachelor's degree required. Paralegal certificate preferred Experience A minimum of two-year of relevant retail,… more
    Banco Popular Puerto Rico (05/22/25)
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  • Corporate Governance Analyst

    Chevron Corporation (Houston, TX)
    …the Board of Directors and senior management on corporate governance and securities law matters, including research and analysis of corporate governance issues, ... preparation of proxy statement and other securities filings, planning and executing the annual meeting of...Qualifications:** + 5+ years' experience as an analyst or paralegal in the areas of corporate governance + Corporate… more
    Chevron Corporation (05/28/25)
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  • Director, Senior Counsel - Fixed Income

    TD Bank (New York, NY)
    …Scope:** + Manages other Senior Counsel, Counsel, Associate Counsel and/or paralegal staff, assigning responsibilities and evaluating results + Provides leadership, ... & duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
    TD Bank (06/07/25)
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  • Associate General Counsel Capital Markets and M&A

    Lumen (Salem, OR)
    …internal/affiliate transactions and restructurings; + Managing outside counsel and the paralegal team as necessary; + Providing legal counsel on corporate matters; ... is comfortable handling projects in a solutions-oriented manner. + Experience in securities , including corporate governance, SEC and stock exchange compliance & SEC… more
    Lumen (06/04/25)
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  • Assistant Attorney General

    State of Colorado (Denver, CO)
    …in local counties upon request, in addition to investigating insurance and securities fraud. + Natural Resources and Environment Section: Works with client agencies ... judgment, confidentiality, and analytical skills. + Ability to direct clerical, paralegal , and investigative staff. + Ability to maintain effective working… more
    State of Colorado (04/02/25)
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