- TD Bank (New York, NY)
- …Documentation Team is an integral part of TD Securities . GMD is a client facing team responsible for advisory services across trading desks and clients ... - Global Markets Documentation is responsible for providing best-of-class service to clients of TD Securities and...on regulatory documentation matters + Reviews and analyzes TD Securities ' new and existing client base to… more
- Citigroup (New York, NY)
- …upholding firm reputation. + Adhere to Citi's Code of Conduct and Global Markets/ Securities Services Plan of Supervision. + Exercise sound judgment, ensure ... client businesses/exposures to provide optimal derivatives and finance solutions , coordinating with partners. + Collaborate with control functions (Legal,… more
- Raymond James Financial, Inc. (Wichita, KS)
- **Essential Duties and Responsibilities** + Manage and deepen client relationships with effective communication and personalized attention in every interaction + ... orders, and rebalances as requested + Schedule, attend, and facilitate client meetings + Manage referrals effectively + Prepare financial reports, spreadsheets,… more
- Thrivent Financial (Minneapolis, MN)
- …and executes training sessions for FAs and HO personnel on complex investment products and solutions and their benefits and risks in client portfolios. + Work s ... The Complex Investment Solutions Manager is responsible for playing a lead...thorough understanding of alternative investments, digital assets, and other securities that fall under the complex products umbrella. The… more
- Bank of America (St. Louis, MO)
- …center where you will help to deliver Bank of America's core banking, investment solutions and approach to client care. We will equip you with everything ... Advisor Development Program - Concord Village Financial Solutions Advisor Trainee - Financial Center Saint Louis,...I (ADP FSA I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated study time… more
- JPMorgan Chase (New York, NY)
- …opportunities, working closely with the product design team to offer customized client solutions . + Collaborate with functional partners across Legal, ... outs to external and internal stakeholders + Take a client -first approach which ties back to how the product...degree or equivalent. + Proven industry experience in financial services and/or enterprise fintech. + Expertise in payments cash… more
- Janus Henderson Investors (Denver, CO)
- …superior financial outcomes through differentiated insights, disciplined investments, and world-class service . We will do this by protecting and growing our core ... is essential in maintaining and enhancing our commitment to superior customer service for both internal and external clients. Initially under daily oversight, which… more
- JPMorgan Chase (Boston, MA)
- … service centers. + Support commercial objectives by safeguarding client satisfaction and promoting expansion opportunities. Oversee the maintenance of accurate ... Join JPMorganChase as a Fund Service Vice President and become a pivotal part...your expertise in fund servicing operations while driving impactful solutions and fostering career growth. As a leader in… more
- Wells Fargo (Los Angeles, CA)
- …the independent advisor business model, including operational flexibility, compliance nuances, and client service dynamics. + Proven ability to navigate complex ... ideal for a strategic, results-driven professional with deep experience in financial services and advisor engagement. The Independent Solutions Growth Director… more
- SMBC (Jersey City, NJ)
- …with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards, and consumer finance. The ... in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse … more