- TD Bank (Mount Laurel, NJ)
- …advisory and insurance) through multiple legal entities (TD Bank NA, TD Private Client Wealth LLC and TD Wealth Management Services Inc) with independent ... Relationship Managers, and Investment Advisors who are part of the client -facing Distribution teams are both securities -registered and insurance-licensed.… more
- Wells Fargo (Charlotte, NC)
- …sensitive client inquiries **Required Qualifications:** + 6+ months of Securities Sales experience, or equivalent demonstrated through one or a combination of ... middle office, or back office trade support experience + Demonstrated knowledge of securities products and services + Knowledge of Structured products +… more
- Truist (Roanoke, VA)
- …analyzing objectives and risk tolerance to determine which financial strategies and solutions best meet the client 's needs. ESSENTIAL DUTIES AND RESPONSIBILITIES ... investment advice, covering a wide range of products and solutions that are driven by clients' individual goals, risk...3. Applicable state health and life insurance licenses. 4. Securities sales and client relationship management experience… more
- AON (Fort Washington, PA)
- …managing complex client matters in collaboration with the Legal, Operations, and Client Services teams. You will also be required to travel for meetings ... in the industry by offering unparalleled expertise and innovative solutions tailored to the needs of CPAs. The AICPA... matters in collaboration with the Legal, Operations, and Client Services teams. You will also be… more
- JPMorgan Chase (New York, NY)
- …improve client experience. Analyze the main costs associated with securities failures and identify opportunities for cost reduction. Analyze data, generate ... plus six (6) years of experience in the job offered or as Trading Services , Equities Analyst, Securities Analyst, or related occupation. Skills Required: This… more
- Thrivent Financial (Bellevue, WA)
- …for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed ... require licensing as requested by advisory team or Customer Service Coordinator + Respond to client emails...and transfers of their retirement accounts + Document all client interactions in Salesforce profile Qualifications: + Securities… more
- Atria Wealth Solutions (Lunenburg, MA)
- Through its relationship with CUSO Financial Services , LP (CFS) Workers Credit Union is seeking a Financial Advisor to join their team in the Lunenburg, MA area. ... financial counseling, we are pioneering a new member experience through high-touch service and convenient technology. We have grown to over 2.6 billion in… more
- TD Bank (New York, NY)
- …The Fixed Income Operations team plays a key role in mitigating risk, improving client service , and delivering seamless trade processing across a diverse product ... New York, London, Singapore, and Tokyo, we deliver innovative solutions and integrated services for our clients....and control standards, implement and operate systems to monitor service delivery + Provides frontline feedback to client… more
- SMBC (Charlotte, NC)
- …with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards, and consumer finance. The ... in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse … more
- SMBC (Charlotte, NC)
- …with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards, and consumer finance. The ... corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive...is responsible for overseeing and leading the delivery of services as part of the Shared Service … more