• Data Governance

    SMBC (Charlotte, NC)
    …with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards, and consumer finance. The ... in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse … more
    SMBC (01/08/26)
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  • Senior Manager, Fixed Income Supervision (Memphis,…

    Raymond James Financial, Inc. (Memphis, TN)
    …disposition or escalate accordingly. * Identifies problems and recommends sensible solutions and remediation. Conducts follow-ups on corrections regarding areas of ... areas. * Monitors and keeps up to date with regulations regarding client trades and applies them accordingly. * Oversees Supervision exception reporting processes… more
    Raymond James Financial, Inc. (01/07/26)
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  • Portfolio Manager Associate

    City National Bank (Lake Mary, FL)
    …take across the Book and for specific clients * Trade execution; buy and sell securities to implement asset allocations for client portfolios, based on client ... for trades and allocation changes for existing clients. * Client calls and inquiries: be able to discuss both...and the firm's investment thesis - Specific strategies and solutions : business description and reasons we own - Tie… more
    City National Bank (11/09/25)
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  • Global Financial Institutions Group,…

    SMBC (New York, NY)
    …with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards, and consumer finance. The ... in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse … more
    SMBC (11/15/25)
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  • Registered Branch Associate

    Edward Jones (Bakersfield, CA)
    …required; Bachelor's degree preferred + 3-5 years of relevant experience in securities /financial services industry preferred + Series 7 and Series 66 ... ** Client advocate. Skilled communicator. Problem solver. Does that...Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background… more
    Edward Jones (01/08/26)
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  • Practice Growth Director

    Thrivent Financial (MN)
    …Develop and implement strategies to enhance practice productivity, including book management, client service models, and staffing. + Coach and promote ... of tools as needed. + Expertise with foundational practice management topics required : client service models, adding staff/new advisors to a team or solo… more
    Thrivent Financial (01/13/26)
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  • Senior Counsel - Third Party Distribution

    Vanguard (Malvern, PA)
    …destination of choice for the next generation of investors, your expertise in securities law and ERISA will be pivotal in driving compliant, forward-thinking ... solutions . Responsibilities: + Provides business leaders with legal advice...experience. Law degree (JD) required. + Deep technical expertise securities law required, with an emphasis on providing interpretative… more
    Vanguard (01/06/26)
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  • Tailored Licensed Support Financial Advisor

    Edward Jones (Tempe, AZ)
    …being part of a firm where everyone is aligned toward a singular focus: serving the client . And everyone is working to make the firm better together - as they grow ... (TLS) Team plays a critical role in delivering exceptional client experiences and driving branch success. Acting as a...of legal and regulatory requirements related to providing financial solutions . + Collaborate with the FA and branch team… more
    Edward Jones (01/16/26)
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  • Investment & Corporate Banking - Technology, Media…

    Mizuho Corporate Bank (New York, NY)
    …Division provides corporate and investment banking coverage, sponsor coverage, advisory and solutions and loan capital markets/syndicate to Mizuho's client base ... institutions and public sector entities in the US and Canada. Banking supports client business activities throughout the region with an extensive range of capital… more
    Mizuho Corporate Bank (01/04/26)
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  • Investment & Corporate Banking - Healthcare,…

    Mizuho Corporate Bank (San Francisco, CA)
    …Division provides corporate and investment banking coverage, sponsor coverage, advisory and solutions and loan capital markets/syndicate to Mizuho's client base ... institutions and public sector entities in the US and Canada. Banking supports client business activities throughout the region with an extensive range of capital… more
    Mizuho Corporate Bank (12/05/25)
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