- SMBC (New York, NY)
- …with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards, and consumer finance. The ... in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Supervisory Control Associate Manager to join our Centralized Supervision Unit within Wealth & Investment Management. ... registered individuals, supervisory principals and reviewers in day to day operations + Monitor progress to ensure timely completion, quality and compliance… more
- Raymond James Financial, Inc. (Bethesda, MD)
- … securities industry. * The principles of banking and finance and securities industry operations . * Financial markets, products, financial advisory function ... collaboratively within a team environment. * Provide a high level of customer service . * Maintain currency in financial services industry and products.… more
- Raymond James Financial, Inc. (New York, NY)
- …used in the securities industry + Principles of banking and finance and securities industry operations + Financial markets and products + ECM travel policies ... in dissemination of timely marketing materials for equity products and services targeted at institutional investors. + Responds to inquiries from institutional… more
- CalSTRS (Sacramento, CA)
- …Investment Officer III on the Investment Operations team. Investment Operations provides operational services and oversight across the Investments Branch's ... Job Posting: Investment Officer III, Investment Operations State Teachers' Retirement System JC-489028 - Investment Officer III, Investment Operations INVESTMENT… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …procedures used in the financial services industry. + Principles of financial services industry operations . + Financial markets and products. **Skill in:** + ... with Firm procedures, industry standards and federal and state securities laws. + Responds to escalated internal inquiries and...stressful situations and provide a high level of customer service in a calm and professional manner. + Maintain… more
- SMBC (New York, NY)
- …with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards, and consumer finance. The ... in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client… more
- Wells Fargo (Charlotte, NC)
- …of business development, recruiting, team development, branch administration, compliance, and operations in the branch network + Work with the Market Manager ... retention + Utilize tools to understand policies and procedures, brokerage operations standards and governing bodies regulatory roles and regulations + Collaborate… more
- Bank of America (New York, NY)
- …the Client Associates, Service Support Staff, and the Market's Operations functions where responsibilities include Funds/ Securities Receipt & Processing, ... Merrill Associate Client Relationship Manager New York, New York;New...provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth Management… more
- T. Rowe Price (Baltimore, MD)
- …venture capital receipts/distribution management service , including Cash Management and Securities Lending, + Reference Data Services : This role includes ... . Role Summary Our Global Middle Office (MO) team in our Global Investment Operations (GIO) department is seeking the best and brightest talent who are highly… more