- JPMorgan Chase (New York, NY)
- …partners + Ability to leverage established relationships within venture capital and private equity ecosystem to drive new business + Self-directed, proactive, ... companies + Strong understanding of Commercial Banking products and services + Understanding and interest in high growth software,...get things done + FINRA Series 79, 63 and Securities Exam Essentials licenses required or must obtain within… more
- Capital One (Mclean, VA)
- …complex and innovative programs with institutional investors (lenders, insurance companies, private debt and equity funds, real estate investments companies, ... matter experts and other stakeholders in many disciplines, including, regulatory, tax, securities , real estate, etc. + Manage and coordinate outside counsel in an… more
- JPMorgan Chase (Dallas, TX)
- …loans for Global Corporate Banking clients. + Structure and execute transactions with private equity sponsors and manage cross-border financings. + Partner with ... understanding of Commercial Banking and Debt Capital Markets products and services . + Proven experience leading sponsor transactions and working across diverse… more
- TD Bank (Greenville, SC)
- …Supervisory Jurisdiction (OSJ). This role assists in the regulatory oversight for TD Private Client Wealth, (TDPCW), a US registered Investment Advisory Service ... and a US Broker Dealer and TD Wealth Management Services Inc. (TDWMSI). The Central Supervision Analyst performs essential...and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered… more
- JPMorgan Chase (Palo Alto, CA)
- …and planning in related areas for individuals and their entities (operating businesses, private foundations, etc.). Our role is to work with advisors and their ... also useful but not required. Knowledge of issues relating to securities -based compensation (restricted stock, employee stock options, performance share units,… more
- First Horizon Bank (Houston, TX)
- …+ Work on additional projects and assignments on an ongoing basis. **Customer Service responsibilities and problem-solving skills of the position:** + The number one ... (business or finance), with five (5) years of banking, financial, or securities industry supervisory experience. **About Us** **First Horizon Corp. (NYSE: FHN)** ,… more
- Deloitte (Sacramento, CA)
- …investment managers, broker-dealers, banks, insurance companies, mutual funds, hedge funds, private equity , alternative products, and other money managers. Work ... industry depth by harnessing deep sector knowledge, scaling the power of hybrid services and products, and unlocking the power of Process Bionics to deliver… more
- Edward Jones (Tempe, AZ)
- …provides a full range of trust, investment management, and custody services to individuals, businesses, charitable organizations, and private foundations. ... day at the office is a deep dive into equity research. Whatever your passion, at Edward Jones it...Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background… more
- First Horizon Bank (Memphis, TN)
- …with trading and operations departments promoting smooth execution and delivery of securities . + Strong ability to multi-task and manage issues arising on a ... up-to-date customer/broker relations. + Utilization of computer applications for services such as market evaluation, portfolio accounting, compliance and… more
- Mizuho Corporate Bank (New York, NY)
- …entities, which together offer clients corporate and investment banking, financing, securities , treasury services , asset management, research and more. Mizuho's ... assets of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout the… more