• Financial Consultant | Popular Securities

    Banco Popular Puerto Rico (San Juan, PR)
    …and Wealth Management to increase referrals. * Provides financial planning services by advising the customer on the advantages and disadvantages of different ... Juan, PR Company: Popular Workplace Type: On-site Financial Consultant | Popular Securities Job Type Full Time Exempt General Description The Financial Consultant is… more
    Banco Popular Puerto Rico (08/09/25)
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  • Director, Compliance - Regulatory Initiatives, TD…

    TD Bank (New York, NY)
    …implementation efforts + reporting on remediation efforts + drafting memos and management responses + Prepare reporting and metrics on remediation efforts to be ... delivered to senior management committees and the Board of Directors of impacted...communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a… more
    TD Bank (09/07/25)
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  • VP, Compliance - Regulatory Initiatives - Policies…

    TD Bank (New York, NY)
    …policy and procedure related deliverables + Participate in regulatory change management and business-related processes to ensure policy and procedures materials are ... on the status of Compliance policy and procedure initiatives to senior management , relevant boards and external stakeholders + Participate in special projects as… more
    TD Bank (10/12/25)
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  • Director, Compliance Regulatory Initiatives…

    TD Bank (New York, NY)
    …and/or develop relevant training materials + Participate in regulatory change management and business-related processes to ensure policy and procedures and training ... the status of Compliance policy, procedure and training initiatives to senior management , relevant boards and external stakeholders + Participate in special projects… more
    TD Bank (09/21/25)
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  • Vice President, Compliance Monitoring Program - TD…

    TD Bank (New York, NY)
    …that contributes to the overall Compliance Coverage plan. + Support issue management and support a culture of compliance across the enterprise. + Participate ... matter expert for a functional area + Key contact for business management , regulators and external/internal auditors, dealing with non-routine information + Focuses… more
    TD Bank (10/12/25)
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  • Guardian Summer Intern, Park Avenue…

    Guardian Life (Bethlehem, PA)
    …career + Learn about Guardian's purpose, values, how we work, and our suite of product and service offerings + Build a network of colleagues and have a ... **2026 Guardian Summer Intern,** **Park Avenue Securities Operations** Our 2026 Internship Program is a...in the daily environment of a thriving global financial services company. You will gain invaluable industry and organizational… more
    Guardian Life (09/16/25)
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  • Securities Services - Customer…

    JPMorgan Chase (Boston, MA)
    Transform the customer journey by turning product insights into meaningful relationships. As a Customer Success Manager in Client Services , you will be a core ... strong customer connections, understanding their unique needs, and ensuring our product delivers real value. Your proactive approach to onboarding, collaboration,… more
    JPMorgan Chase (10/12/25)
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  • Lead Counsel - Cash, Trade, & Securities

    Citigroup (Tampa, FL)
    …with account openings and product offerings across all three businesses within Citi Services . The role will provide exposure to a wide range of legal work across ... Lead Counsel 1- Services - Client Solutions Opening Paragraph: As part...laws, rules, regulations, and industry practices, and advising business management on legal matters impacting the business such as… more
    Citigroup (10/24/25)
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  • Securities Services - Alternative…

    JPMorgan Chase (Boston, MA)
    As an Associate in JP Morgan Alternative Fund Services , you will be part of a dynamic team that administers over $950 billion in assets globally. You will maintain ... Guernsey, Hong Kong, Jersey, Singapore, Toronto and Sydney. We provide administration services to more than 150 clients across all alternative asset classes. **Job… more
    JPMorgan Chase (10/26/25)
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  • Custody Industry Development - Vice President

    JPMorgan Chase (New York, NY)
    …Strong understanding of custody/ securities services , ideally from operations, product management , or client service + Excellent organizational skills ... capabilities, and skills** + Experience in product management within custody or securities services + Demonstrated ability to create actionable… more
    JPMorgan Chase (10/12/25)
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