- Atria Wealth Solutions (Vancouver, WA)
- …under agreement with Columbia CU. + Using only the broker dealer's approved product list, provide investment advice regarding securities and manage accounts or ... Columbia Credit Union, in partnership with CUSO Financial Services , LP (CFS), is seeking an Investment Advisor...area. About Columbia Credit Union Columbia CU is a full- service financial institution with $2.3 billion in assets, over… more
- Thrivent Financial (WI)
- Voyage Financial Advisors, an established financial services practice for Thrivent in Central Wisconsin, is looking for a full-time Senior Client Services ... grow with us. If you have a heart for service and a passion for helping others, we'd like...the company in all interactions. + Assist the Operations Manager in the daily business needs of the practice… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $110,000 - $135,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** **Preferred Qualifications:** TD Securities is a market leader in Mergers & Acquisitions and strategic… more
- TD Bank (New York, NY)
- …Commercial leadership as well as with other potential partners such as TD Securities , and TD Wealth Canada + Provides accurate, organized and efficient operational ... trends and ability to ensure that the firm's evolving product platform meets Client, Firm, and Field Personnel needs...of current compliance and regulatory issues related to US Securities and financial markets (OCC, SEC, FINRA, and State… more
- JPMorgan Chase (Boston, MA)
- …Servicing Associate II and be at the forefront of enhancing our operational services in fund accounting and administration. This role offers a unique opportunity for ... institution that values innovation and continuous improvement. As a Fund Servicing Manager ll within JPMorganChase, you will play a pivotal role in enhancing… more
- Thrivent Financial (Spokane, WA)
- …Solicit and sell appropriate products, complete applications, write recommendations, and service existing clients/contracts + Position products, services , and ... is the marketing name for Thrivent Financial for Lutherans. Insurance products, securities and investment advisory services are provided by appropriately… more
- Raymond James Financial, Inc. (Denver, CO)
- **Job Summary:** The Traditional Product team oversees annuity and insurance transaction exception reviews as well as packaged product supervisory functions. The ... detect trends, and trading patterns to ensure adherence to securities industry regulations and limit firm liability. An Advisor... industry regulations and limit firm liability. The packaged product category includes but is not limited to mutual… more
- JPMorgan Chase (Boston, MA)
- …decisions on operations and financial management. Partnering with technology, operations, and product teams, you will oversee service delivery to clients, ... fund services organization to promote client focus and drive service quality, while engaging in strategic planning, stakeholder management, and conflict… more
- Raymond James Financial, Inc. (Denver, CO)
- **Job Summary:** The Traditional Product team oversees annuity and insurance transactions for Branch Managers as well as Financial Advisors based on certain risk ... also conducts certain back-end exception reviews, as well as some packaged product supervisory functions. The team conducts analysis as part of complex suitability… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $120,000 - $190,000 USD TD is committed to providing fair ... role. **Job Description:** TD Cowen, a division of TD Securities , is looking for an Equity Research Associate to...their healthcare expertise to the art of investing. The product of our work is first and foremost good… more