- Wells Fargo (Rochester, NY)
- **About this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Client Relationship Group within Wealth and Investment Management. Learn ... , Supervision Managers, and varying Business Units **Required Qualifications:** + 2 + years of Supervisory Control, Corporate Insurance Risk, Risk Management… more
- MUFG (Irving, TX)
- …to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a( 2 ) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with the ... details. Reporting to the Enhanced Due Diligence (EDD) Manager, the BSA Specialist III is responsible for performing independent Quality Control review and analysis… more
- Wells Fargo (Charlotte, NC)
- …clearing of a background check. Internal transfers are subject to comply with 17 CRF 240.17f- 2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article ... **About this role:** Wells Fargo is seeking a Capital Markets Middle Office Specialist within the Listed Options Clearing and Settlement team as a part of Corporate… more
- MUFG (Tempe, AZ)
- …to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a( 2 ) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with the ... will provide more details. **Job Summary** The Global Cybersecurity Operations Execution Specialist plays a pivotal role in driving the execution of cybersecurity… more
- Thrivent Financial (Appleton, WI)
- …life they want today-and tomorrow. Job Summary The Trust Administration Specialist is primarily responsible for managing account administration processes in addition ... fields, Certified Trust and Fiduciary Advisor (CTFA) or Certified Securities Operations Professional (CSOP) designations desirable. + Demonstrated knowledge or… more
- CS Energy (Rochester, NY)
- The Environmental Health & Safety (EHS) Specialist ensures all managers and supervisors insist on the maximum safety performance and awareness of all workers under ... projects. CS Energy has successfully designed and installed over 2 GW of solar and 650 MWh of energy...storage projects across the United States. Owned by American Securities , a leading US private equity firm, CS Energy… more
- MUFG (Irving, TX)
- …to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a( 2 ) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with the ... will be responsible for (1) helping to identify detection scenarios, ( 2 ) provide analytics support for developing, tuning, optimizing and modifying segmentation… more
- MUFG (Tampa, FL)
- …to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a( 2 ) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with the ... background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this role for which the Company reasonably believes that… more
- MUFG (Tampa, FL)
- …to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a( 2 ) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with the ... background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this role for which the Company reasonably believes that… more
- MyFlorida (Tampa, FL)
- …SKILLS AND ABILITIES: 1. Knowledge of financial accounting or auditing principles. 2 . Knowledge of securities industry rules and regulations. 3. Knowledge ... Compensation Estimator Tool (https://compcalculator.myflorida.com/) OPEN COMPETITIVE EMPLOYMENT OPPORTUNITY DIVISION: SECURITIES BUREAU: ENFORCEMENT CITY: TAMPA COUNTY: HILLSBOROUGH SPECIAL NOTES:… more