• RMBS Rating Analyst - S&P Global Ratings

    S&P Global (Englewood, CO)
    …and collaboration, we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate ... conflicts of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global… more
    S&P Global (08/08/25)
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  • Portfolio Administrator

    Robert Half Finance & Accounting (Berkeley, CA)
    …Required: + Bachelor's degree or equivalent experience + Experience in securities trading , investment operations, or portfolio administration + Familiarity ... work closely with financial advisors, investment and operations staff to support trading , reporting, and data integrity across client accounts. This position blends… more
    Robert Half Finance & Accounting (08/04/25)
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  • Investment Administrator

    Robert Half Finance & Accounting (Berkeley, CA)
    …Qualifications: + Bachelor's degree or equivalent experience + Experience in securities trading , investment operations, or portfolio administration + Familiarity ... cross-functional collaboration. You'll be responsible for managing portfolio reporting, trading , and data integrity across multiple platforms. This position requires… more
    Robert Half Finance & Accounting (08/04/25)
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  • Risk Management - Credit Risk Executive Director…

    JPMorgan Chase (Plano, TX)
    …Multilateral Development Banks; products include traditional credit products, derivatives, repos, securities trading , other trading activities, custody, and ... treasury services. + Ensure a cohesive and comprehensive approach to credit ratings, risk assessment, clients, industry sub-sectors and policies. + Provide credit expertise in structuring traditional credit products, custody and derivative transactions;… more
    JPMorgan Chase (06/27/25)
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  • Tax / Sr. Tax Associate (Family Office Advisor)

    Robert Half Finance & Accounting (Boston, MA)
    …in the execution of investment transactions. + Assist in implementing the firm's securities trading policy by conducting quarterly reviews of the clients' ... holdings and transactions and coordinating pre-clearance for all covered securities transactions. + Collect and maintain client data from various sources, working… more
    Robert Half Finance & Accounting (08/08/25)
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  • Senior Paralegal

    Brightstar Lottery (Providence, RI)
    …completion of any follow-up actions; (ii) assist with the enforcement of the Company's securities trading policy; (iii) assist with NYSE and SEC filings and ... Providence, Rhode Island and will report to the Assistant General Counsel - Securities & Governance and to the Vice President, Corporate Development, Treasury and… more
    Brightstar Lottery (07/08/25)
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  • Staff Accountant

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …the impact of cost allocation on individual financial statements. + Analyzes securities trading clearance procedures. + Performs other duties and ... to learn specific applications. + Principles of banking and finance and securities industry operations. **Skill in** + Analyzing and resolving balance discrepancies.… more
    Raymond James Financial, Inc. (07/02/25)
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  • Wealth - Operational Risk Group Manager - SVP…

    Citigroup (Tampa, FL)
    …suite, and at least intermediate understanding of relevant platforms across securities trading , OTC derivatives, foreign exchange, Managed Investments, Insurance ... products + Working knowledge of securities and bank - side regulations (FINRA, SEC, OCC, FCA, HKMA, SMA) + Demonstrated track record of operating successfully in a… more
    Citigroup (06/26/25)
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  • Global Financial Crimes - AML Advisory, Vice…

    MUFG (Irving, TX)
    …clients, products and services. To include, but not limited to, foreign exchange, securities trading , underwriting. **Experience** + Minimum of 5 to 7 years ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
    MUFG (06/24/25)
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  • Industry Executive - Government - Specialized…

    JPMorgan Chase (Washington, DC)
    …executive, you will work with dedicated product specialists from Treasury & Securities Services, Public Finance, Securities Trading , Asset Management ... and Leasing to provide the firm's extensive services and products to our clients and prospects. **Job Responsibilities** + Champion a culture of innovation and a customer centric mindset + Stay up to date with industry trends to identify opportunities for… more
    JPMorgan Chase (06/06/25)
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