- Tradeweb (Jersey City, NJ)
- …asset classes + Working knowledge of fixed income markets (3 - 5 years' experience) + Series 7 and 63 preferred + Excellent work ethic with high level of ... teams + Monitoring trades, establishing proper dispensation of orders + Ensuring accurate security master data delivered by our sec master provider as well as… more
- Principal Financial Group (Lincoln, NE)
- …states in which business will be conducted. **Securities exams and IAR appointment include:** + Series 7 and 63 or equivalent, 24, 65 and/or 66 as required by ... a broad knowledge of sales techniques, as well as regulations governing insurance and security sales. + Must have good oral and written communication skills as well… more
- Xcel Energy (Denver, CO)
- …compliance assessments, including extreme event analyses such as CIP-014 physical security risk assessments, wide-area event simulations, and black start restoration ... (or recognized equivalency). + 5+ years with nationally recognized certification, 7 + years without certification. + Experience with multiple power system… more
- Bank of America (Hunt Valley, MD)
- …skills * Is prepared to pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66. * Wants to establish a long-term career in ... Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66) Fort Worth, Texas;Charlotte,...years of experience in a performance-based environment. * The Security Industry Essentials (SIE) or other financial services licenses… more
- Bank of America (San Francisco, CA)
- …with clients to systematically identify client needs and appropriate solutions. + **Earn your Security Industry Essentials (SIE), Series 7 and Series ... you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses,… more
- Bank of America (North Las Vegas, NV)
- …with clients to systematically identify client needs and appropriate solutions. + Earn your Security Industry Essentials (SIE), Series 7 and Series ... you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses,… more
- Bank of America (Brooklyn, NY)
- …with clients to systematically identify client needs and appropriate solutions. + Earn your Security Industry Essentials (SIE), Series 7 and Series ... you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses,… more
- Bank of America (Spokane, WA)
- …with clients to systematically identify client needs and appropriate solutions. + Earn your Security Industry Essentials (SIE), Series 7 and Series ... receive dedicated and personalized classes for your **Securities Industry Essentials [SIE], Series 7 and Series 66** Exams. Once you obtain your licenses,… more
- Bank of America (Cary, NC)
- …with clients to systematically identify client needs and appropriate solutions. * Earn your Security Industry Essentials (SIE), Series 7 and Series ... you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses,… more
- Bank of America (Pittsburgh, PA)
- …with clients to systematically identify client needs and appropriate solutions. + Earn your Security Industry Essentials (SIE), Series 7 and Series ... you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses,… more
