- BMO Financial Group (Cupertino, CA)
- **This is a licensed position requiring the SIE, Series 6, 63, Life and Health** **_The mission of Premier Services is to help mass affluent clientele make real ... + **This is a licensed position requiring the SIE, Series 6, 63, Life and Health** + Proactively builds...diagnose and solve problems within given rules. + Follows security and safeguarding procedures and applies due diligence in… more
- TIAA (Frisco, TX)
- …Preferred **Work Experience** + 3+ Years Required; 5+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... through referrals. + Performs investment research and stays informed of developments in security markets in order to provide clients with up to date financial… more
- Wells Fargo (Charlotte, NC)
- …following: work experience, training, military experience, education + Successfully completed FINRA Series 6 (or 7 ) exam to qualify for immediate registration ... **Desired Qualifications:** + Knowledge and understanding of Annuity Products, Social Security and Retirement Income Strategy + North Carolina State Insurance… more
- Columbia Bank (Greenwood Village, CO)
- …quote information and mutual fund trade entry. Equity trades can be entered by Series 7 licensed employees. Accept unsolicited mutual fund and money market ... investment direction from clients. Series 7 licensed employees provide limited decision-making...regarding Bank Secrecy Act, Regulation CC, Regulation E, Bank Security and other regulations as applicable to this job… more
- Bank of America (Miami, FL)
- …to become fully licensed and achieve the appropriate designations required for the position. If Series 7 and 66 (or 63 & 65) licenses and approved designation ... + Relationship Building + Administrative Services + Process Simplification **Required Qualifications:** + Series 7 , 63/65 or 66 or equivalent; must obtain all… more
- TIAA (Frisco, TX)
- …associates up for success. You can even receive funding, coaching and support to pass FINRA Series 6 or 7 and 63 certification exams if you are not currently ... the benefits they need to achieve the same financial security we work to provide our clients. From our...+ No Experience Required **FINRA Registrations** + SRC Indicator: Series 6 or 7 ; Series … more
- Bank of America (Gilbert, AZ)
- …registration may result in disciplinary action up to and including termination. Requirements: Either SIE, Series 7 and 66 registrations or SIE, Series 7 , ... is a non-exempt position for a hire lacking required security licenses and/or designation. This position allows the individual...assists with training for team members **Required Qualifications:** + ** Series 7 , 63/65 or 66 or equivalent;… more
- Veterans Affairs, Veterans Health Administration (Salisbury, NC)
- …from disability and terminal illness. Work Schedule: Monday - Friday 7 :15am - 3:45pm Recruitment Incentive (Sign-on Bonus): Not Authorized Pay: Competitive ... You may be required to serve a trial period. Subject to background/ security investigation. Selected applicants will be required to complete an online onboarding… more
- Veterans Affairs, Veterans Health Administration (Bath, NY)
- …notifications. Work Schedule: Tues-Sat, Tues-Fri will be 10:30am-6:00pm and Sat 7 :30am-4pm Telework: Ad-hoc Virtual: This is not a virtual position. Functional ... You may be required to serve a trial period. Subject to background/ security investigation. Selected applicants will be required to complete an online onboarding… more
- Veterans Affairs, Veterans Health Administration (Mather, CA)
- …cine ventriculograms. - Perform all other duties as assigned. Work Schedule: 7 :00am - 5:30pm (10 hour shifts/4 days) Recruitment Incentive: Not authorized Permanent ... You may be required to serve a trial period. Subject to background/ security investigation. Selected applicants will be required to complete an online onboarding… more
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