- MUFG (New York, NY)
- …trading desks. * Drive governance and ensure adherence to internal controls, audit , and regulatory standards. * Prepare and deliver performance reporting, KPIs, and ... strategic business updates to senior management. * Facilitate interactions between front office, finance,...**Preferred Skills:** * Experience working in a global investment bank or trading environment. * Familiarity with regulatory frameworks… more
- Shuvel Digital (Washington, DC)
- …Officer (CEO) SUPERVISES: Director of Finance and Financial Planning & Reporting Manager DUTIES & RESPONSIBILITIES + People Management + Set clear and achievable ... realistic budgets; + Present annual budget to Finance & Audit Committee and Board of Directors, articulating key assumptions,...Operations + Facilitate the opening and closing of new bank accounts; + Managing American Express (AMEX) corporate card… more
- MyFlorida (Tallahassee, FL)
- …paid on a monthly pay cycle. OFFICE CONTACT: Tara Kent Jackson, OMC Manager ### JOB DESCRIPTION: This position solely handles all accounts receivable transactions ... position requires a good working knowledge of accounting and audit requirements. The person must be able to analyze...each deposit and prepares a deposit slip for the bank . Distribute copies of deposits when necessary. Updates "check… more
- MUFG (Irving, TX)
- …the operational aspects of Enhanced Due Diligence ("EDD") for Banks and Non- Bank Financial Institutions. The role holder is responsible for oversight of the ... between FI EDD Analysts, First-Line Business Units, Relationship Managers ("RM"), and Senior Management. * Provide mentoring, coaching and counseling to staff to… more
- PNC (Cleveland, OH)
- …field on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. The KYC Office is a centralized advisory team responsible for ... regulator expectations. * As requested by Management, participate in Internal Audit engagements and Regulatory Exams through collection of supporting documents,… more
- MUFG (Tempe, AZ)
- …and technology risk. Control testing is an integral part of the bank 's compliance with policies and standards, identifying whether controls are operating as ... test scripts that validate controls are being performed in compliance with bank policies, procedures, and regulatory requirements to mitigate technology risk to the… more
- Comerica (MI)
- …challenge questions. Support the CRA Testing Specialist III and CRA Testing Manager by ensuring testing work papers, supporting documentation, and work programs are ... any potential non-compliance to the CRA Testing Lead and CRA Testing Manager . Analyzes and interprets regulatory compliance requirements in collaboration with the… more
- BMO Financial Group (Los Angeles, CA)
- Facilitates growth initiatives for the Bank through significant business development and excellent management of key client relationships. Maintains an outstanding ... and syndications. Ensures the required internal control standards, including adherence to audit , regulatory and compliance policies. + Fosters a culture aligned to… more
- Capital One (Richmond, VA)
- …+ **4+ years of experience in compliance, legal, risk management, or audit ** + **CRCM (Certified Regulatory Compliance Manager ) certification,** **Association of ... Compliance Advisory Specialist III, Principal Associate **The Capital One Retail Bank Compliance team is seeking a Compliance Advisory Specialist III, Principal… more
- BMO Financial Group (San Francisco, CA)
- …Facilitates profitable growth, risk management and enhanced return initiatives for the Bank . Working with lines of business and product partners, develops options to ... are addressed satisfactorily and internal control standards, including adherence to audit , regulatory and compliance policies are met. + Preferred experience in… more