• SEC Compliance Manager/Director

    Robert Half Finance & Accounting (Houston, TX)
    US job openings must be legally authorized to work in the United States . Benefits are available to contract/temporary professionals, including medical, ... Description Job Title: SEC Reporting & ESG Accounting Specialist (Remote) Location: Remote - Candidates must reside...and evolving regulatory guidance. + Support internal and external audit requests related to SEC and ESG reporting. +… more
    Robert Half Finance & Accounting (08/21/25)
    - Related Jobs
  • First Line Risk Sr Manager - Personal Loans (Perl)

    Citizens (Westwood, MA)
    …paid time-away policy of every local and state jurisdiction in the United States . For an overview of our benefits, visit https://jobs.citizensbank.com/benefits ... new challenges and opportunities to stretch yourself! As the First Line Risk Senior Manager - Consumer Lending - Personal Loans (PERL), you will represent the… more
    Citizens (08/17/25)
    - Related Jobs
  • Managing Director, Strategic Capital Management…

    BMO Financial Group (San Francisco, CA)
    …strategy objectives.. + Operates at a group/enterprise-wide level and serves as a senior specialist resource across BMO. + Influences how teams/groups work ... are addressed satisfactorily and internal control standards, including adherence to audit , regulatory and compliance policies are met. + Preferred experience in… more
    BMO Financial Group (08/08/25)
    - Related Jobs
  • Director, Asset Management Testing

    KeyBank (Brooklyn, OH)
    …broker-dealer, and investment management as well as a strong understanding of audit and/or testing concepts with the ability to apply those to testing, ... lines of business, other risk management teams and internal audit . **Essential Job Functions** + Oversee all aspects of...well as leading the engagement of line of business senior management and risk management partners in ongoing design,… more
    KeyBank (09/11/25)
    - Related Jobs
  • Manager, TDS Governance and Control

    TD Bank (New York, NY)
    **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Business Management, Strategy & Support **Pay Detail:** ... is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting… more
    TD Bank (07/31/25)
    - Related Jobs
  • Markets Data Controls Execution Vice President

    Citigroup (Getzville, NY)
    …Enterprise Risk **Time Type:** Full time **Primary Location:** Getzville New York United States **Primary Location Full Time Salary Range:** $92,000.00 - ... policy, procedures, and requirements + Support regulatory and Internal Audit engagements, identify necessary corrective actions and facilitate remediation, ensuring… more
    Citigroup (08/23/25)
    - Related Jobs
  • First Line Risk Sr Manager - Embedded Banking

    Citizens (Boston, MA)
    …paid time-away policy of every local and state jurisdiction in the United States . For an overview of our benefits, visit https://jobs.citizensbank.com/benefits ... Description As the First Line Risk Senior Manager for the Embedded Banking business, you...Products: Foundational knowledge of core payment capabilities in the US financial system, inclusive of, but not limited to:… more
    Citizens (09/05/25)
    - Related Jobs
  • Global Financial Crimes Manager - AML/Sanctions…

    Bank of America (Charlotte, NC)
    …Risk Monitoring & Testing + Financial Crimes Compliance Risk Principles **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of America ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral- US /job/Charlotte/Global-Financial-Crimes-Manager AML-Sanctions-Risk-Assessment\_25034714-2) **Job Description:** At Bank of America, we… more
    Bank of America (09/09/25)
    - Related Jobs
  • Compliance Complaints Advisory (CCA) - Principal…

    Capital One (Richmond, VA)
    …Office (CAO) team and Channels organization within US Card. The US Card Compliance Complaints Advisory Specialist researches complaint cases, including ... Compliance Complaints Advisory (CCA) - Principal Associate The US Card Compliance team is seeking an experienced Principal Associate to be a Compliance Complaints… more
    Capital One (08/22/25)
    - Related Jobs
  • Sr. Compliance Manager - Wealth Management…

    KeyBank (Amherst, NY)
    …collaboration with other members of REA team on projects and testing. The Senior Compliance Manager must have in-depth knowledge of wealth and trust risk management ... as well as a strong understanding of audit and/or testing concepts with the ability to apply...to testing, monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit strong leadership, initiative, and… more
    KeyBank (09/14/25)
    - Related Jobs