• AVP, Sox Compliance Manager

    Banc of California (Santa Ana, CA)
    …more. TOGETHER WE WIN(R) **THE OPPORTUNITY** Responsible for performing the Bank's risk based, annual SOX Compliance Program plan and other initiatives in compliance ... assessments timely. + Assists with key, entity-level assessments, including the annual SOX Risk Assessment and annual Fraud Risk Assessment. + Coordinates and… more
    Banc of California (07/31/25)
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  • Principal ICFR Analyst - Issues Management

    Navy Federal Credit Union (Vienna, VA)
    …improvements to control-related practices. Research and establish new practices to ensure credit union control alignment with Section 404 of the Sarbanes Oxley Act ... processes, financial statement risks, and key financial controls to reduce the risk of financial misstatement. Collaborate with business units to mitigate risk… more
    Navy Federal Credit Union (07/19/25)
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  • Financial and Regulatory Reporting Audit Vice…

    SMBC (New York, NY)
    …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... working in the banking & financial services industryas an internal and/or external auditor specifically to lead audit coverage of CFO fucntion within Internal Audit… more
    SMBC (07/04/25)
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  • Manager, SOX Compliance

    TXNM Energy (Albuquerque, NM)
    …of this position, this position has been defined as a position requiring a credit check. Prior to being hired, promoted, or transferred into the position, the ... candidate must successfully pass a credit background check. SUMMARY: The Internal Audit SOX Manager...cycle, from developing the audit plan and facilitating the risk assessment process to planning, scoping, testing, documenting, and… more
    TXNM Energy (05/12/25)
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  • Lead ICFR Analyst-13401-Hybrid

    Shuvel Digital (Vienna, VA)
    …process and IT systems and applications. Research and establish new practices to ensure credit union control alignment with a Section 404 of the Sarbanes Oxley Act ... statement risks, and key financial controls to reduce the risk of financial misstatement. Collaborate with business units to...of control gaps and escalate possible critical issues to senior management + Lead project teams that resolve highly… more
    Shuvel Digital (07/06/25)
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  • Audit Director- Sales and Trading

    SMBC (New York, NY)
    …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... The ideal candidate will be responsible for overseeing complex audits as an Auditor in Charge, ensuring work is performed in accordance with IIA standards and… more
    SMBC (05/28/25)
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  • VP Internal Audit Manager (Remote)

    SMBC (Los Angeles, CA)
    …services of a smaller bank. Specialties: Commercial Loans and Lines of Credit , Asset-Based Financing, SBA Loans, and Specialized Financing, Real Estate Loans, Cash ... Services **JOB SUMMARY** **SMBC MANUBANK is seeking an experienced Auditor to lead and execute audits, perform and review... to lead and execute audits, perform and review risk assessments and issue validations across the Bank. This… more
    SMBC (06/03/25)
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  • Vice President-Cybersecurity Audit Manager

    SMBC (New York, NY)
    …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... not have any direct reports. When acting as the Auditor in Charge, the individual will be assigned an...clearly articulate results, conclusions and recommendations for review with senior audit management and auditees. + Challenge the ongoing… more
    SMBC (05/15/25)
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  • Sales and Trading Audit Director

    SMBC (New York, NY)
    …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... coverage of Front Office and associated support functions including Sales, Trading, risk management and Operations within the Internal Audit Department. The ideal… more
    SMBC (07/27/25)
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  • Audit Director - Product and Valuations Control

    SMBC (New York, NY)
    …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... will be responsible for overseeing complex audits as an Auditor in Charge, ensuring work is performed in accordance...Responsibilities:** * Lead and effectively execute high quality and risk based audits of Product Control function which involves… more
    SMBC (05/08/25)
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