- Capital One (Charlotte, NC)
- Senior Staff Auditor , Financial Crimes Compliance (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... Capital One is seeking an energetic, self-motivated Senior Auditor interested in becoming part of our Financial Crimes Compliance (FCC) Audit team. As a… more
- Wells Fargo (Irving, TX)
- …this role:** The Enterprise Technology Audit Group (ETAG) is looking to fill an IT Senior Auditor who will support the audit coverage of Wells Fargo's core ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively… more
- Ally (Raleigh, NC)
- …* Experience with Risk Management, Consumer Compliance (FARB, Privacy, etc.), and/or Financial Crimes Compliance subject matter, preferred. * Proficient in ... 20513 **Remote?** No **Ally and Your Career** * Ally Financial only succeeds when its people do - and...mindset is what fuels their fascination by understanding the financial services industry and its regulations and how it… more
- Truist (Richmond, VA)
- …relationship management and risk monitoring. Additionally, the Sr. Audit Manager - Financial Crimes area of responsibility will be annual planning, forming ... shift (United States of America) **Please review the following job description:** Truist Senior Audit Manager is responsible for providing a leadership role in the… more
- SMBC (New York, NY)
- …Senior Internal Auditor to work within the Internal Auditing Department's Financial Crimes Compliance team ("the FCC Audit Team") for the Americas ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...identified during the audit. + Regularly communicate with the Auditor In Charge (AIC) and Team Lead throughout audit… more
- Capital One (Plano, TX)
- …+ Lead the evolution, execution and continuous improvement of Capital One's enterprise-wide financial crimes investigations team. + Manage a team of program ... Senior Director, Anti-Money Laundering (AML), Financial ...Professional, Certified Regulatory Compliance Manager certification, or Certified Internal Auditor , or equivalent + At least 15 years of… more
- KeyBank (Brooklyn, OH)
- …human resource management. Relationship building within Enterprise Security Services, Financial Crimes Governance/AML Compliance, regulators, internal auditors ... achieve or exceed established goals and objectives Effectively partner with Financial Crimes Governance to ensure alignment with organizational priorities… more
- Citigroup (Tampa, FL)
- …(risk based and regulatory), preferably related to coverage of Independent Risk, Compliance and Financial Crimes related risks. + 7+ years of experience in a ... subject matter expert in Market Risk, Credit Risk, Operational Risk, Model Risk, Financial Crimes ; including KYC, AML, AB&C, Sanctions and Consumer Regulations.… more
- Capital One (Mclean, VA)
- …+ Master's degree + 10+ years of US broker-dealer, swap dealer and/or financial crimes experience in a testing or audit function within commercial ... Senior Director, Compliance Test Lead for Commercial Banking,...of risk, compliance, audit or legal experience within the financial services industry + At least 8 years of… more