- Principal Financial Group (Des Moines, IA)
- …to the President of Principal Securities. In partnership with the firm's Chief Compliance Officer , you will define, implement, and lead a best-in-class ... 10+ years of experience in the financial services industry, with extensive senior -level expertise in broker-dealer and investment advisor compliance , risk… more
- SMBC (New York, NY)
- …America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers Bank , JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui ... The SMBC Americas Division Human Resources & Legal Control Officer is a change agent and risk management expert...the Second Line of Defense, including Risk Management and Compliance . This is a newly created position to strengthen… more
- MUFG (New York, NY)
- …A member of our recruitment team will provide more details. Risk and control officer will be responsible for assisting with the duties of the BURM (Business Unit ... of issues and partner with stakeholders in opening issues (Audit/ Compliance /Management Identified)Completing Issue Closure TemplatesAcquiring the necessary management approvalsScheduling… more
- Citigroup (Tampa, FL)
- Citibank, NA seeks a Model/Analysis/Validation Senior Officer for its Tampa, Florida location. Duties: Develop, validate, and review essential market risk models ... response to regulatory including CCAR and internal risk management requirements. Ensure compliance to regulatory requirements, including Basel II, II.5, and III. Use… more
- Citigroup (Schaumburg, IL)
- Machine Learning Model Developer and Credit Officer is a strategic professional who stays abreast of developments within own field and contributes to directional ... to meet regulatory guidelines and exceed industry standards. + Represents the bank in interactions with regulatory agencies, as required. + Produces analytics and… more
- Citigroup (Wilmington, DE)
- The Model/Anlys/Valid Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... developers and business owners during the model life-cycle. + Represents the bank in interactions with regulatory agencies, as required. + Presents model validation… more
- Flatirons Bank (Boulder, CO)
- …and variables in non-standard situations. Regulatory + Stays up-to-date and trained on Bank 's procedures, required bank compliance training, and required ... and spreadsheet skills. + Strong knowledge of related state and federal banking compliance regulations, and Bank policies and procedures. + Advanced knowledge of… more
- CIBC (Chicago, IL)
- …a strong, innovative and relationship-oriented bank for a modern world. JOB PURPOSE The Senior Compliance Officer will support CIBC Bank USA and CIBC ... to all applicable laws, regulations, and internal policies. The Senior Compliance Officer reports to...Compliance Officer (CCO) and supports US Compliance mandate to lead and manage the bank… more
- KeyBank (Philadelphia, PA)
- …for establishing and executing KeyBank's community engagement strategy and upholding the bank 's local reputation in the community with a primary focus on maintaining ... Community Reinvestment Act Regulatory ratings and compliance . The position establishes, participates, and maintains relationships with community-based, charitable,… more
- Bank of America (Charlotte, NC)
- …Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/EFR-Liquidity-Risk-Sr-Specialist\_25030378) **Job Description:** At Bank of America, we are ... we make an impact in the communities we serve. Bank of America is committed to an in-office culture...the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer… more